SMITH MICRO SOFTWARE, INC.·4

Sep 15, 6:38 PM ET

SMITH WILLIAM W JR 4

4 · SMITH MICRO SOFTWARE, INC. · Filed Sep 15, 2025

Insider Transaction Report

Form 4
Period: 2025-09-11
SMITH WILLIAM W JR
DirectorPresident and CEO10% Owner
Transactions
  • Tax Payment

    Common stock

    2025-09-15$0.70/sh1,001$701341,535 total
  • Award

    Common stock purchase warrant

    2025-09-11+467,781467,781 total(indirect: By Trust)
    Exercise: $0.73From: 2026-03-11Exp: 2031-03-11Common stock (467,781 underlying)
Holdings
  • Common stock

    (indirect: By Trust)
    3,309,359
Footnotes (2)
  • [F1]Shares withheld, at an average vesting price of $0.70 per share, for the payment of income taxes.
  • [F2]The common stock purchase warrant was purchased by Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) together with a promissory note in exchange for aggregate consideration of approximately $400,000.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4