HENNESSY ADVISORS INC·4

Sep 19, 4:35 PM ET

HENNESSY NEIL J 4

4 · HENNESSY ADVISORS INC · Filed Sep 19, 2025

Insider Transaction Report

Form 4
Period: 2025-09-18
HENNESSY NEIL J
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Common Stock

    2025-09-18+19,7002,070,111.5 total(indirect: By Trust)
  • Tax Payment

    Common Stock

    2025-09-18$11.08/sh9,000$99,7202,061,111.5 total(indirect: By Trust)
Holdings
  • Common Stock

    5,062
  • Common Stock

    (indirect: By Spouse)
    25,059
Footnotes (1)
  • [F1]Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4