4//SEC Filing
HENNESSY NEIL J 4
Accession 0001437749-25-029518
CIK 0001145255other
Filed
Sep 18, 8:00 PM ET
Accepted
Sep 19, 4:35 PM ET
Size
7.4 KB
Accession
0001437749-25-029518
Insider Transaction Report
Form 4
HENNESSY NEIL J
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2025-09-18+19,700→ 2,070,111.5 total(indirect: By Trust) - Tax Payment
Common Stock
2025-09-18$11.08/sh−9,000$99,720→ 2,061,111.5 total(indirect: By Trust)
Holdings
- 5,062
Common Stock
- 25,059(indirect: By Spouse)
Common Stock
Footnotes (1)
- [F1]Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2026.
Documents
Issuer
HENNESSY ADVISORS INC
CIK 0001145255
Entity typeother
Related Parties
1- filerCIK 0001165099
Filing Metadata
- Form type
- 4
- Filed
- Sep 18, 8:00 PM ET
- Accepted
- Sep 19, 4:35 PM ET
- Size
- 7.4 KB