STERTZER SIMON H 4
4 · BioCardia, Inc. · Filed Sep 23, 2025
Insider Transaction Report
Form 4
BioCardia, Inc.BCDA
STERTZER SIMON H
Director
Transactions
- Purchase
Common Stock
2025-09-19$1.25/sh+398,400$498,000→ 591,054 total(indirect: See Footnote) - Purchase
Warrant (right to buy)
2025-09-19+398,400→ 575,675 total(indirect: See Footnote)Exercise: $1.25From: 2025-09-19Exp: 2027-09-20→ Common Stock (398,400 underlying)
Holdings
- 59,204(indirect: See Footnote)
Common Stock
- 57,138
Common Stock
- 777(indirect: See Footnote)
Common Stock
- 6,102(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]These shares were purchased from the Issuer in a public offering that closed on September 19, 2025, wherein the Reporting Person received one share of common stock together with one warrant to purchase a share of common stock for each share of common stock purchased.
- [F2]These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- [F3]These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- [F4]These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- [F5]These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.