4//SEC Filing
DONDERO JAMES D 4
Accession 0001437749-25-029836
CIK 0001786248other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:00 PM ET
Size
11.3 KB
Accession
0001437749-25-029836
Insider Transaction Report
Form 4
DONDERO JAMES D
DirectorPresident10% Owner
Transactions
- Sale
Common Stock
2025-09-22$14.33/sh−66,000$945,780→ 2,797,486 total(indirect: See Footnote) - Purchase
Common Stock
2025-09-22$14.33/sh+66,000$945,780→ 319,490 total(indirect: See Footnote)
Holdings
- 5,694,671(indirect: See Footnote)
Common Stock
- 224,283(indirect: By Trust)
Common Stock
- 329,105
Common Stock
- 1,800(indirect: See Footnote)
Common Stock
Footnotes (6)
- [F1]1,680,000 shares are held by NexPoint Real Estate Opportunities, LLC, which is wholly owned by NexPoint Diversified Real Estate Trust Operating Partnership, L.P., which is wholly owned by NexPoint Diversified Real Estate Trust, 420,000 shares are held by NexPoint Diversified Real Estate Trust, 281,817 shares are held by NexPoint Real Estate Strategies Fund and 415,669 shares are held by NexPoint Capital, Inc. These entities are managed or advised, directly or indirectly, by NexPoint Advisors, L.P. ("NP"). Mr. Dondero is the sole member of NP's general partner, and may be deemed to be an indirect beneficial owner of securities held by NP. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F2]95,207 shares are held by a company which is an indirect wholly owned subsidiary of a trust of which Mr. Dondero is the beneficiary. The remaining shares of common stock are held directly by the trust. Mr. Dondero disclaims beneficial ownership of the shares held directly or indirectly by the trust except to the extent of his pecuniary interest therein.
- [F3]Includes shares acquired under the dividend reinvestment plan.
- [F4]1,322,385 shares are held by Highland Global Allocation Fund and 4,372,286 shares are held by Highland Opportunities and Income Fund. These entities are managed by NexPoint Asset Management, L.P. ("NexPoint Asset Management"). Mr. Dondero is the sole stockholder and director of Strand Advisors XVI, Inc., NexPoint Asset Management's general partner, and may be deemed to be an indirect beneficial owner of securities held by NexPoint Asset Management. Mr. Dondero disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- [F5]These shares are held by a limited liability company in which the trust referenced in footnote 2 to this Form 4 owns a majority interest. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F6]These shares are held by a trust. Mr. Dondero disclaims beneficial ownership of such shares.
Documents
Issuer
NexPoint Real Estate Finance, Inc.
CIK 0001786248
Entity typeother
Related Parties
1- filerCIK 0001228922
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 8:00 PM ET
- Size
- 11.3 KB