Sugarman Steven 4
4 · PATRIOT NATIONAL BANCORP INC · Filed Oct 23, 2025
Insider Transaction Report
Form 4
Sugarman Steven
DirectorPresident
Transactions
- Exercise/Conversion
Non-Voting Common Stock
2025-10-16−2,000,000→ 0 total(indirect: By Trust) - Award
Restricted Stock Units
2025-10-20+1,147,031→ 5,749,551 totalFrom: 2025-10-01Exp: 2026-10-01→ Voting Common Stock (1,147,031 underlying) - Exercise/Conversion
Voting Common Stock
2025-10-16+2,000,000→ 9,019,978 total(indirect: By Trust)
Footnotes (2)
- [F1]Represents the conversion of 2,000,000 shares of Patriot National Bancorp, Inc.'s (the "Issuer") non-voting common stock into 2,000,000 shares of the Issuer's voting common stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. No consideration was paid in connection with the conversion.
- [F2]The Trust is a revocable living trust for the benefit of the Reporting Person and his spouse. The Reporting Person and his spouse are the trustees of the Trust.