SMITH WILLIAM W JR 4
4 · SMITH MICRO SOFTWARE, INC. · Filed Nov 10, 2025
Insider Transaction Report
Form 4
SMITH WILLIAM W JR
DirectorPresident and CEO10% Owner
Transactions
- Award
Common Stock
2025-11-07$0.67/sh+2,236,136$1,500,000→ 5,592,968 total(indirect: By Trust) - Award
Common stock purchase warrant
2025-11-07+2,236,136→ 2,236,136 total(indirect: By Trust)Exercise: $0.67→ Common stock (2,236,136 underlying)
Holdings
- 294,062
Common Stock
Footnotes (3)
- [F1]Pursuant to a Securities Purchase Agreement dated November 5, 2025, between Smith Micro Software, Inc. (the "Company") and the Purchaser parties thereto, Smith Living Trust (for which William W. Smith, Jr. serves as co-trustee) agreed to purchase 2,236,136 shares of common stock, together with a warrant to purchase an equal number of shares of common stock, at a purchase price of $0.6708 per share. The purchase was completed and the securities were issued on November 7, 2025.
- [F2]The warrant will become exercisable upon the date that it is approved by the Company's stockholders in accordance with applicable Nasdaq rules (the "Stockholder Approval Date").
- [F3]Five (5) years after the Stockholder Approval Date.