4//SEC Filing
YOUNG MORRIS S 4
Accession 0001437749-25-037125
CIK 0001051627other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 1:02 PM ET
Size
16.2 KB
Accession
0001437749-25-037125
Insider Transaction Report
Form 4
AXT INCAXTI
YOUNG MORRIS S
Director
Transactions
- Exercise/Conversion
Common Stock
2025-12-04$3.06/sh+32,680$100,001→ 2,494,040 total - Exercise/Conversion
Common Stock
2025-12-04$5.77/sh+17,331$100,000→ 2,511,371 total - Exercise/Conversion
Common Stock
2025-12-04$5.21/sh+19,193$99,996→ 2,530,564 total - Sale
Common Stock
2025-12-04$12.05/sh−35,000$421,750→ 2,495,564 total(indirect: By Trust) - Exercise/Conversion
Stock Option (Right to Buy)
2025-12-04−32,680→ 589,273 totalExercise: $3.06From: 2020-11-06Exp: 2029-11-06→ Common Stock (32,680 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2025-12-04−17,331→ 571,942 totalExercise: $5.77From: 2019-11-05Exp: 2028-11-05→ Common Stock (17,331 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2025-12-04−19,193→ 552,749 totalExercise: $5.21From: 2017-10-28Exp: 2026-10-28→ Common Stock (19,193 underlying)
Footnotes (7)
- [F1]Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
- [F2]Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
- [F3]Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- [F5]Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
- [F6]Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
- [F7]Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
Documents
Issuer
AXT INC
CIK 0001051627
Entity typeother
Related Parties
1- filerCIK 0001078582
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 1:02 PM ET
- Size
- 16.2 KB