4//SEC Filing
SMITH WILLIAM W JR 4
Accession 0001437749-25-037572
CIK 0000948708other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:13 PM ET
Size
8.7 KB
Accession
0001437749-25-037572
Insider Transaction Report
Form 4
SMITH WILLIAM W JR
DirectorPresident & CEO10% Owner
Transactions
- Award
Common stock
2025-12-09+119,049→ 368,397 total - Sale
Common stock
2025-12-10$0.60/sh−38,697$23,327→ 5,554,271 total(indirect: By Trust) - Sale
Common stock
2025-12-11$0.58/sh−36,597$21,274→ 5,517,674 total(indirect: By Trust)
Footnotes (3)
- [F1]Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025.
- [F2]Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
SMITH MICRO SOFTWARE, INC.
CIK 0000948708
Entity typeother
Related Parties
1- filerCIK 0001251368
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 5:13 PM ET
- Size
- 8.7 KB