Home/Filings/4/0001437749-25-038040
4//SEC Filing

Brown Brian Michael 4

Accession 0001437749-25-038040

CIK 0001777921other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 5:12 PM ET

Size

9.6 KB

Accession

0001437749-25-038040

Insider Transaction Report

Form 4
Period: 2025-12-12
Brown Brian Michael
DirectorChief Legal Officer
Transactions
  • Tax Payment

    Common Stock

    2025-12-12$13.89/sh5,010$69,589624,048 total
  • Exercise/Conversion

    Common Stock

    2025-12-12$13.89/sh+21,000$291,690645,048 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2025-12-1221,0002,265,102 total
    Exercise: $1.34From: 2020-07-01Exp: 2026-07-01Common Stock (21,000 underlying)
Footnotes (4)
  • [F1]This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • [F2]Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • [F3]This security represents options to purchase the Issuer's common stock granted to the Reporting person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
  • [F4]Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.

Issuer

AvePoint, Inc.

CIK 0001777921

Entity typeother

Related Parties

1
  • filerCIK 0001865783

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:12 PM ET
Size
9.6 KB