Turning Point Brands, Inc.·4

Jan 6, 8:54 PM ET

Wexler Lawrence 4

4 · Turning Point Brands, Inc. · Filed Jan 6, 2026

Insider Transaction Report

Form 4
Period: 2026-01-02
Transactions
  • Tax Payment

    Common Stock

    2026-01-02$110.24/sh425$46,852283,291 total
Holdings
  • Options

    Exercise: $51.75Exp: 2031-02-18Common Stock (15,900 underlying)
    15,900
  • Options

    Exercise: $14.85Exp: 2030-03-18Common Stock (20,000 underlying)
    20,000
  • Options

    Exercise: $47.58Exp: 2029-03-20Common Stock (35,500 underlying)
    35,500
  • Options

    Exercise: $21.21Exp: 2028-03-07Common Stock (26,500 underlying)
    26,500
  • Options

    Exercise: $15.41Exp: 2027-05-17Common Stock (16,819 underlying)
    16,819
Footnotes (8)
  • [F1]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
  • [F2]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
  • [F3]Granted pursuant to the issuer's 2015 Equity Incentive Plan.
  • [F4]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
  • [F5]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
  • [F6]The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
  • [F7]The reported transaction involves shares withheld for payment of taxes related to the restricted stock units that have vested on 1/2/2026.
  • [F8]The total reported in Column 5 includes 2,205 restricted stock units and 281,086 shares of common stock.

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4