Home/Filings/4/0001437749-26-001410
4//SEC Filing

Winters Sarah A 4

Accession 0001437749-26-001410

CIK 0000836147other

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 10:18 AM ET

Size

9.5 KB

Accession

0001437749-26-001410

Insider Transaction Report

Form 4
Period: 2026-01-14
Transactions
  • Award

    Common Stock

    [F1]
    2026-01-14$34.50/sh+942$32,4995,234 total
  • Tax Payment

    Common Stock

    2026-01-14$34.50/sh324$11,1784,910 total
Holdings
  • Conditional Stock Award

    [F4][F3]
    Exp: 2027-09-06Common Stock (1,708 underlying)
    1,708
  • Conditional Stock Award

    [F2][F3]
    Exp: 2028-01-14Common Stock (1,886 underlying)
    1,886
Footnotes (4)
  • [F1]The acquisition represents the vesting of restricted stock granted to the reporting person on January 14, 2025. The shares vested on the first anniversary of the grant.
  • [F2]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mrs. Winters remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8-K filing dated January 17, 2025.
  • [F3]Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  • [F4]The award represents a grant of restricted stock which vests ratably over a three-year period provided that Mrs. Winters remains continuously employed by Middlefield as of each vesting date. Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. The details of the vesting conditions may be found in a Form 8-K filing dated September 4, 2024.
Signature
/s/ Sarah A. Winters by Julie E. Shaw Power of Attorney|2026-01-16

Issuer

MIDDLEFIELD BANC CORP

CIK 0000836147

Entity typeother

Related Parties

1
  • filerCIK 0002008413

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 10:18 AM ET
Size
9.5 KB