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4/A//SEC Filing

Stewart Laura Lee 4/A

Accession 0001437749-26-001896

CIK 0001541119other
View on SEC.govCompany Profile

Filed

Jan 22, 7:00 PM ET

Accepted

Jan 23, 3:49 PM ET

Size

12.7 KB

Accession

0001437749-26-001896

Research Summary

AI-generated summary of this filing

Updated

Sound Financial (SFBC) CEO Laura Lee Stewart Gifts 3,000 Shares

What Happened Laura Lee Stewart, President, CEO and Director of Sound Financial Bancorp, gifted 3,000 shares of the company's common stock on August 16, 2024. The reported transaction is a gift (code G) with no cash proceeds (price reported as $0.00). The filing submitted on January 23, 2026 is an amendment to a prior Form 4.

Key Details

  • Transaction date: 2024-08-16; Transaction type: Gift (G); Shares disposed: 3,000; Reported price: $0.00.
  • Footnote F4: the gift was made to a donor-advised fund.
  • Filing status: AMENDED filing submitted 2026-01-23; this appears late relative to the transaction date (the amendment also notes previously unreported 401(k) allocations — F5).
  • Options notes in the filing: F1 (some options are fully exercisable), F2 and F3 (other options vest in three equal annual installments starting in 2023 and 2025).
  • Shares owned after the transaction are not specified in the provided excerpt of the filing.

Context Gifts are generally not a signal of trading intent or company sentiment and do not generate cash proceeds for the insider. The amendment primarily updates previously unreported allocations to the reporting person’s 401(k) plan (automatic allocation, per F5), and documents the gift to a donor-advised fund (F4).

Insider Transaction Report

Form 4/AAmended
Period: 2024-08-16
Sound Financial Bancorp, Inc.SFBC
Stewart Laura Lee
DirectorPresident and CEO
Transactions
  • Gift

    Common Stock

    [F4]
    2024-08-16−3,000→ 60,402 total
Holdings

  • Common Stock

    (indirect: By ESOP)
    14,409

  • Common Stock

    [F5]
    (indirect: By 401(k))
    18,906

  • Stock Option (Right to Buy)

    [F1]
    Exercise: $33.50Exp: 2029-01-25→ Common Stock (250 underlying)
    250

  • Stock Option (Right to Buy)

    [F1]
    Exercise: $36.26Exp: 2030-01-31→ Common Stock (120 underlying)
    120

  • Stock Option (Right to Buy)

    [F1]
    Exercise: $32.46Exp: 2031-01-27→ Common Stock (300 underlying)
    300

  • Stock Option (Right to Buy)

    [F2]
    Exercise: $40.13Exp: 2033-01-27→ Common Stock (1,800 underlying)
    1,800

  • Stock Option (Right to Buy)

    [F3]
    Exercise: $39.89Exp: 2034-01-26→ Common Stock (259 underlying)
    259
Footnotes (5)
  • [F1]Options are fully exercisable.
  • [F2]Options vest in three equal annual installments beginning on January 27, 2023.
  • [F3]Options vest in three equal annual installments beginning on January 26, 2025.
  • [F4]Reflects a gift to a donor advised fund.
  • [F5]This amendment is being filed to reflect shares of common stock previously allocated to the reporting persons accounts under the Company's 401(k) Plan that were previously unreported. The allocation of such shares occurred automatically and did not involve a reportable transaction by the reporting person.
Signature
/s/ Laura Lee Stewart|2026-01-23

Documents

1 file

Issuer

Sound Financial Bancorp, Inc.

CIK 0001541119

→
Entity typeother

Related Parties

1
  • filerCIK 0001410558

Filing Metadata

Form type
4/A
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 3:49 PM ET
Size
12.7 KB
View on SEC.gov