KATHWARI M FAROOQ 4
Accession 0001437749-26-001935
Filed
Jan 22, 7:00 PM ET
Accepted
Jan 23, 4:52 PM ET
Size
12.6 KB
Accession
0001437749-26-001935
Research Summary
AI-generated summary of this filing
Ethan Allen (ETD) CEO M. Farooq Kathwari Sells Shares
What Happened M. Farooq Kathwari, Chairman, President & CEO (and a director) of Ethan Allen Interiors Inc., sold a total of 2,270 shares of Ethan Allen common stock in open-market transactions on January 22, 2026 at $25.01 per share, generating total proceeds of approximately $56,772.70. The sales consisted of one block of 2,168 shares and four smaller blocks of 25, 25, 27, and 25 shares. These were disposals (sales), not purchases or option exercises.
Key Details
- Transaction date: January 22, 2026; filing date: January 23, 2026 (timely).
- Price: $25.01 per share.
- Shares sold: 2,270 total (2,168 + 25 + 25 + 27 + 25).
- Proceeds: ~$56,772.70 total.
- Shares owned after transaction: not specified in the provided filing excerpt.
- Footnote: Transactions were made pursuant to a Rule 10b5-1 selling plan adopted June 10, 2025 (effective September 15, 2025) and previously disclosed in the issuer’s 10‑K (filed August 22, 2025).
- Related sale: On January 22, 2026, 1,590 shares were also sold by the Irfan Kathwari Foundation pursuant to the same 10b5-1 plan; Mr. Kathwari is deemed to beneficially own those foundation shares but has no reportable pecuniary interest in them.
Context These were planned, open-market sales under a Rule 10b5-1 trading plan, which generally indicate prearranged dispositions rather than ad hoc trades based on current, undisclosed company information. Sales are common for liquidity or portfolio management and are usually less informative than purchases about management’s view of the company.
Insider Transaction Report
- Sale
Common Stock
[F1]2026-01-22$25.01/sh−2,168$54,222→ 1,483,228 total - Sale
Common Stock
[F1]2026-01-22$25.01/sh−25$625→ 22,347 total(indirect: By Trust) - Sale
Common Stock
[F1]2026-01-22$25.01/sh−25$625→ 22,347 total(indirect: By Trust) - Sale
Common Stock
[F1]2026-01-22$25.01/sh−27$675→ 22,342 total(indirect: By Trust) - Sale
Common Stock
[F1]2026-01-22$25.01/sh−25$625→ 22,347 total(indirect: By Trust)
- 15,364(indirect: By Spouse)
Common Stock
- 8,552(indirect: By 401(k))
Common Stock
Footnotes (1)
- [F1]This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.
Signature
Documents
Issuer
ETHAN ALLEN INTERIORS INC
CIK 0000896156
Related Parties
1- filerCIK 0001217614
Filing Metadata
- Form type
- 4
- Filed
- Jan 22, 7:00 PM ET
- Accepted
- Jan 23, 4:52 PM ET
- Size
- 12.6 KB