USCB FINANCIAL HOLDINGS, INC.·4

Jan 26, 2:46 PM ET

GOMEZ OSCAR 4

4 · USCB FINANCIAL HOLDINGS, INC. · Filed Jan 26, 2026

Research Summary

AI-generated summary of this filing

Updated

USCB Exec VP Oscar Gomez Sells 284 Shares for Tax Withholding

What Happened
Oscar Gomez, Executive Vice President, Global Banking of USCB Financial Holdings (USCB), had 284 shares disposed to satisfy a tax liability (transaction code F). The shares were recorded at $20.70 each for proceeds of approximately $5,879. This was a withholding/sale to cover taxes tied to equity vesting, not an open‑market investment purchase.

Key Details

  • Transaction date: January 22, 2026. Form filed January 26, 2026 (timely).
  • Price: $20.70 per share; 284 shares; total value ≈ $5,879.
  • Shares owned after transaction: not specified in the filing.
  • Transaction code F = payment of exercise price or tax liability (here, tax withholding on vested equity).
  • Footnotes:
    • F1 outlines multiple restricted stock grants and vesting schedules (including grants with vesting commencing 1/22/2025, 3/8/2024, 10/28/2025, and 1/21/2026).
    • F2 and F3 describe option vesting schedules (one‑third per year commencing 9/27/2022 and 7/1/2018, respectively).

Context
Code F transactions typically reflect shares withheld or sold to cover taxes after restricted stock vests or options are exercised. These are routine administrative transactions and generally do not signal a deliberate market view by the insider.

Insider Transaction Report

Form 4
Period: 2026-01-22
GOMEZ OSCAR
EVP, Global Banking
Transactions
  • Tax Payment

    Class A Voting Common Stock

    [F1]
    2026-01-22$20.70/sh284$5,87927,432 total
Holdings
  • Options to Purchase Class A Voting Stock

    [F2]
    Exercise: $12.05From: 2022-09-27Exp: 2031-09-27Class A Voting Common Stock (20,000 underlying)
    20,000
  • Options to Purchase Class A Voting Stock

    [F3]
    Exercise: $7.50From: 2018-07-01Exp: 2027-07-01Class A Voting Common Stock (8,000 underlying)
    8,000
Footnotes (3)
  • [F1]Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,813 shares of restricted stock from a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026.
  • [F2]The options vested at a rate of one-third per year commencing on September 27, 2022.
  • [F3]The options vested at a rate of one-third per year commencing on July 1, 2018.
Signature
/s/ Robert Anderson by P.O.A. for Oscar Gomez|2026-01-26

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4