Sauter Dennis Charles Jr 4
4 · NexPoint Real Estate Finance, Inc. · Filed Feb 24, 2026
Insider Transaction Report
Form 4
Sauter Dennis Charles Jr
General Counsel and Secretary
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-02-21+2,146→ 27,422 total - Tax Payment
Common Stock
2026-02-21$14.86/sh−1,011$15,023→ 26,411 total - Exercise/Conversion
Restricted Stock Units
[F1][F2]2026-02-21−2,146→ 0 total→ Common Stock (2,146 underlying)
Footnotes (2)
- [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
- [F2]On February 21, 2022, the reporting person was granted 8,585 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023, one-fourth on February 21, 2024, one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Signature
/s/ Paul Richards, as attorney-in-fact for Dennis Charles Sauter Jr|2026-02-24