AUBIN JEAN-PIERRE 4
4 · BGC Group, Inc. · Filed Mar 9, 2026
Research Summary
AI-generated summary of this filing
BGC CEO Jean‑Pierre Aubin Sells 10,000 Shares
What Happened
Jean‑Pierre Aubin, CEO of BGC Group, sold 10,000 shares of BGC Class A common stock on March 5, 2026. The weighted-average sale price was $9.55 per share (range $9.52–$9.58), for aggregate proceeds of approximately $95,500. The filing notes the sale was made primarily to fund a personal real estate transaction.
Key Details
- Transaction date: 2026-03-05; Form 4 filed 2026-03-09.
- Transaction type/code: Sale (S) — open market or private sale.
- Price: $9.55 weighted-average; price range $9.52–$9.58; total proceeds ≈ $95,500.
- Shares owned after transaction: 566,214 shares held directly plus 555,427 restricted stock units (RSUs) = 1,121,641 total economic interest (RSUs are contingent rights to receive shares).
- RSU vesting summary (per footnote): 13,676 RSUs vest each March 15 in 2026–2029; 349,158 RSUs vest on July 1, 2033; 151,565 RSUs vest ratably over four years after termination of employment.
- Footnote: Seller states the sale was primarily to fund a personal real estate transaction and offers to provide a breakdown of shares sold at each price upon SEC/holder request.
Context
This was a cash sale (disposition), not a purchase or exercise. Sales by executives can reflect personal liquidity needs (as noted here) and do not by themselves indicate a change in confidence; Aubin continues to hold a large stake including long‑dated RSUs.
Insider Transaction Report
Form 4
AUBIN JEAN-PIERRE
Co-Chief Executive Officer
Transactions
- Sale
Class A Common Stock, par value $0.01 per share
[F1][F2]2026-03-05$9.55/sh−10,000$95,500→ 1,121,641 total
Footnotes (2)
- [F1]Represents a sale of 10,000 shares of BGC Group, Inc. (the "Company") Class A common stock, par value $0.01 per share ("Common Stock"), into the market by the reporting person, primarily for a personal real estate transaction. The sale price per share of $9.55 represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $9.52 to $9.58. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
- [F2]Includes 566,214 shares of Common Stock held directly and 555,427 restricted stock units ("RSUs") of the Company, which each represent a contingent right to receive one share of the Company's Common Stock, granted under the Company's Long Term Incentive Plan. Of the 555,427 RSUs, (i) 13,676 RSUs will vest each of March 15, 2026, 2027, 2028 and 2029, (ii) 349,158 RSUs will vest on July 1, 2033, in each case provided that the reporting person is still substantially providing services exclusively for the Company or any of its affiliates through the applicable vesting date, and (iii) 151,565 RSUs will vest ratably over a period of four (4) years following the termination of the reporting person's employment with the Company.
Signature
/s/ Jean-Pierre Aubin|2026-03-09