COLLAZO ANDRES 4

4 · USCB FINANCIAL HOLDINGS, INC. · Filed Mar 10, 2026

AI-generated summary of this filing

Updated Mar 10, 2026

USCB EVP Andres Collazo Exercises Options and Sells Shares

What Happened

Andres Collazo, EVP of Operations & IT at USCB Financial Holdings (USCB), exercised 8,000 options at $7.50 per share (cost = $60,000) and on the same reporting period sold 8,000 shares in an open-market transaction at $18.27 per share (proceeds ≈ $146,160). Separately, 429 shares were disposed at $18.45 (≈ $7,915) to cover tax withholding. The filing also shows an earlier derivative entry recorded on 2026-03-06 for 8,000 shares at $0.00 (related to the option/derivative conversion).

Key Details

Transaction dates and prices:
- 2026-03-07: Exercised 8,000 options at $7.50 (M) — $60,000 paid.
- 2026-03-07: Sold 8,000 shares at $18.27 (S) — ≈ $146,160 proceeds.
- 2026-03-08: 429 shares disposed at $18.45 (F) — ≈ $7,915 for tax withholding.
- 2026-03-06: Derivative exercise/conversion recorded for 8,000 shares at $0.00 (M).
Shares owned after the transactions: not specified in the provided filing.
Notable footnotes:
- F1: Details several restricted-stock grants and vesting schedules (including portions vesting one‑third per year from 2025–2027).
- F2 & F3: Note prior option grants that vest at one‑third per year from 2017 and 2022.
Filing timeliness: Form 4 was filed March 10, 2026, reporting transactions dated March 6–8. SEC Form 4 is typically due within two business days of a transaction — check the official filing for any timeliness designation.

Context

This appears to be an option exercise followed by an immediate sale (a common cashless exercise pattern): options converted to shares and shares sold to realize value and cover taxes (the 429‑share disposal is listed as tax withholding).
Transaction codes: M = exercise/conversion of derivative (options), S = sale, F = payment of exercise price or tax liability (share withholding).
These sales are routine insider activity to monetize vested options/restricted stock; they are factual disclosures and do not, by themselves, indicate the insider’s view of the company’s prospects.

Form 4

Period: 2026-03-07

EVP, Operations & IT

Transactions

Exercise/Conversion
Class A Voting Common Stock
[F1]
2026-03-07$7.50/sh+8,000$60,000→ 40,950 total
Sale
Class A Voting Common Stock
[F1]
2026-03-07$18.27/sh−8,000$146,160→ 32,950 total
Tax Payment
Class A Voting Common Stock
[F1]
2026-03-08$18.45/sh−429$7,915→ 32,521 total
Exercise/Conversion
Options to Purchase Class A Voting Stock
[F3]
2026-03-06−8,000→ 0 total
Exercise: $7.50From: 2017-04-25Exp: 2026-04-25→ Class A Voting Common Stock (8,000 underlying)

Holdings

Options to Purchase Class A Voting Stock
[F2]
Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (30,000 underlying)
30,000

Footnotes (3)

[F1]Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026 and 6,123 shares of restricted stock which vest at a rate of one-third per year commencing on January 27, 2027.
[F2]The options vested at the rate of one-third per year commencing on September 27, 2022.
[F3]The options vested at a rate of one-third per year commencing on April 25, 2017.

Signature

/s/ Robert Anderson by P.O.A. for Andres Collazo|2026-03-10

1 file