GOMEZ OSCAR 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed Mar 10, 2026
Research Summary
AI-generated summary of this filing
USCB Financial EVP Oscar Gomez Withholds 441 Shares
What Happened
Oscar Gomez, Executive Vice President, Global Banking at USCB Financial Holdings (USCB), had 441 shares withheld to satisfy an exercise price or tax liability on March 8, 2026. The shares were valued at $18.45 each, for a total of $8,136. This was a tax-withholding disposition (transaction code F), not an open-market sale.
Key Details
- Transaction date and price: 2026-03-08 — 441 shares at $18.45 per share; total ~$8,136.
- Transaction type: F = payment of exercise price or tax liability (shares withheld).
- Shares owned after transaction: Not specified in the provided filing excerpt.
- Footnotes of note:
- F1: Describes multiple restricted stock grants and vesting schedules (includes 957, 10,000, 4,078, and 6,177 shares from various grants with staggered one-third-per-year vesting dates).
- F2 / F3: Describe option grants that vest one-third per year beginning Sept 27, 2022 (F2) and July 1, 2018 (F3).
- Filing timing: Report filed Mar 10, 2026 for a Mar 8 transaction — appears to be a timely Form 4 filing.
Context
This was a routine cashless/tax-withholding transaction tied to equity vesting or option exercise, where shares are retained to cover tax obligations. Such withholdings are common and do not necessarily signal the insider’s view on the company’s prospects.
Insider Transaction Report
- Tax Payment
Class A Voting Common Stock
[F1]2026-03-08$18.45/sh−441$8,136→ 33,168 total
- 20,000
Options to Purchase Class A Voting Stock
[F2]Exercise: $12.05From: 2022-09-27Exp: 2031-09-27→ Class A Voting Common Stock (20,000 underlying) - 8,000
Options to Purchase Class A Voting Stock
[F3]Exercise: $7.50From: 2018-07-01Exp: 2027-07-01→ Class A Voting Common Stock (8,000 underlying)
Footnotes (3)
- [F1]Includes 957 shares of restricted stock from a grant of 2,872 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, 4,078 shares of restricted stock from a grant of 6,118 shares which commenced vesting at a rate of one-third per year on January 21, 2026 and 6,177 shares of restricted stock which vest at the rate of one-third per year commencing on January 27, 2027.
- [F2]The options vested at a rate of one-third per year commencing on September 27, 2022.
- [F3]The options vested at a rate of one-third per year commencing on July 1, 2018.