Caci James 4
4 · AvePoint, Inc. · Filed Mar 24, 2026
Research Summary
AI-generated summary of this filing
AvePoint (AVPT) CFO Caci James Withholds 2,823 Shares
What Happened Caci James, Chief Financial Officer of AvePoint (AVPT), had 2,823 shares withheld on March 20, 2026 to satisfy tax withholding in connection with the vesting of restricted stock units (RSUs). The shares were recorded at $10.30 each, for a total value of $29,077. This was an exempt tax-withholding transaction (transaction code F) and represents shares retained by the company to cover withholding obligations rather than a discretionary sale by the insider.
Key Details
- Transaction date: March 20, 2026; filing date: March 24, 2026 (filed within the two-business-day Form 4 deadline).
- Shares withheld/disposed: 2,823; per-share value: $10.30; total value: $29,077.
- Transaction code: F — payment of tax liability by withholding shares incident to RSU vesting (net settlement).
- Footnote F1: Shares arise from RSUs granted under the 2021 Equity Incentive Plan; each RSU converts to one share upon vesting.
- Footnote F2: Confirms withholding was done to satisfy tax obligations under Rule 16b-3 and was not a discretionary open-market sale.
- Footnote F3: Filing references aggregate holdings (non-RSU common stock plus vested and unvested RSUs) reported in prior Form 4s; the exact post-transaction share total was not specified in the provided excerpt.
Context This is a routine cashless/net settlement tax-withholding event tied to RSU vesting. Such withholdings are administrative and generally not interpreted as a market sentiment signal the way open-market purchases or voluntary sales might be. For investors tracking insider activity, purchases and voluntary sales usually provide clearer signals than tax-related withholdings.
Insider Transaction Report
- Tax Payment
Common Stock
[F1][F2][F3]2026-03-20$10.30/sh−2,823$29,077→ 712,208 total
Footnotes (3)
- [F1]This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
- [F2]Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
- [F3]Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.