NexPoint Real Estate Finance, Inc.·4

Apr 6, 9:44 PM ET

McGraner Matt 4

4 · NexPoint Real Estate Finance, Inc. · Filed Apr 6, 2026

Research Summary

AI-generated summary of this filing

Updated

NexPoint (NREF) Exec VP Matt McGraner Receives RSUs, Sells Shares

What Happened

  • Matt McGraner, Executive Vice President and Chief Investment Officer of NexPoint Real Estate Finance, was granted 197,789 restricted stock units (RSUs) on April 2, 2026.
  • On April 3 and April 4, 2026, conversion/exercise events occurred (36,830 and 32,010 shares respectively). To cover tax withholding, 17,638 shares (4/3) and 18,776 shares (4/4) were surrendered/sold at $13.36 per share, generating $235,644 and $250,847 respectively — $486,491 total. Transaction codes: A = award/grant; M = exercise/conversion of derivative; F = shares withheld/paid for taxes.

Key Details

  • Transaction dates & prices:
    • 4/2/2026: Grant of 197,789 RSUs (value recorded as $0 in Form 4; actual taxable value determined by company policy).
    • 4/3/2026: Conversion/exercise of 36,830 derivative units; 17,638 shares withheld at $13.36 each ($235,644).
    • 4/4/2026: Conversion/exercise of 32,010 derivative units; 18,776 shares withheld at $13.36 each ($250,847).
  • Total shares withheld/sold for taxes: 36,414; total cash generated: $486,491.
  • Shares owned after the transactions: Not specified in the filing excerpt — see the full Form 4 for post-transaction beneficial ownership.
  • Notable footnotes:
    • F1: Each RSU represents a contingent right to one common share.
    • F3–F5: Vesting schedules — the April 2, 2026 RSUs vest in four equal tranches between 4/2/2027 and 2/15/2030; earlier RSU grants have staggered vesting dates.
    • F2: Some shares are held by an LLC in which Mr. McGraner has an indirect minority interest; he disclaims beneficial ownership except to the extent of pecuniary interest.
  • Filing timeliness: Form 4 was filed on 2026-04-06 covering transactions through 4/04/2026; the filing appears to have been submitted promptly.

Context

  • These transactions are primarily a compensation event (new RSU grant) and related conversion/settlement activity, not open-market purchases. The F-code disposals reflect shares withheld or surrendered to cover tax obligations (common with RSU vesting), not a discretionary sale signaling sentiment.
  • The RSUs may be settled in shares or, at the Compensation Committee’s discretion, in cash; vesting schedules mean most of the grant remains subject to future service-based vesting.

Insider Transaction Report

Form 4
Period: 2026-04-02
McGraner Matt
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-03+36,830322,448 total
  • Tax Payment

    Common Stock

    2026-04-03$13.36/sh17,638$235,644304,810 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-04+32,010336,820 total
  • Tax Payment

    Common Stock

    2026-04-04$13.36/sh18,776$250,847318,044 total
  • Award

    Restricted Stock Units

    [F1][F3]
    2026-04-02+197,789197,789 total
    Common Stock (197,789 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F4]
    2026-04-0336,83073,660 total
    Common Stock (36,830 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F5]
    2026-04-0432,01032,011 total
    Common Stock (32,010 underlying)
Holdings
  • Common Stock

    [F2]
    (indirect: See Footnote)
    1,800
Footnotes (5)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
  • [F2]These shares are held by a limited liability company in which Mr. McGraner owns an indirect minority interest. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F3]On April 2, 2026, the reporting person was granted 197,789 restricted stock units. The restricted stock units vest one-fourth on April 2, 2027, one-fourth on February 15, 2028, one-fourth on February 15, 2029 and one-fourth on February 15, 2030. Settlement will generally occur within 10 days of vesting and may at the discretion of Compensation Committee be settled in cash.
  • [F4]On April 3, 2025, the reporting person was granted 147,319 restricted stock units. The restricted stock units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
  • [F5]On April 4, 2023, the reporting person was granted 128,041 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026 and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Signature
/s/ Paul Richards, as attorney-in-fact for Matt McGraner|2026-04-06

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4