NEXPOINT DIVERSIFIED REAL ESTATE TRUST·4

Apr 7, 9:50 PM ET

McGraner Matt 4

4 · NEXPOINT DIVERSIFIED REAL ESTATE TRUST · Filed Apr 7, 2026

Research Summary

AI-generated summary of this filing

Updated

NEXPOINT (NXDT) EVP Matt McGraner Receives RSU Shares

What Happened

  • Matt McGraner, Executive Vice President and Chief Investment Officer of NexPoint Diversified Real Estate Trust (NXDT), received shares from vested restricted share units (RSUs). Across three vesting/settlement events he was credited with 177,610 shares (73,125 on 2026-03-18; 59,360 on 2026-04-03; 45,125 on 2026-04-04).
  • To cover tax withholding, a total of 59,686 shares were surrendered/withheld (27,821 on 3/18 at $4.41 for $122,691; 16,412 on 4/03 at $4.43 for $72,705; 15,453 on 4/04 at $4.43 for $68,457), for aggregate withholding proceeds of $263,853. Net new shares received by McGraner = 117,924.

Key Details

  • Transaction types: M = conversion/exercise of RSUs into common shares; F = shares withheld to satisfy tax withholding.
  • Dates and amounts:
    • 2026-03-18: +73,125 shares vested; 27,821 shares withheld @ $4.41 = $122,691.
    • 2026-04-03: +59,360 shares vested; 16,412 shares withheld @ $4.43 = $72,705.
    • 2026-04-04: +45,125 shares vested; 15,453 shares withheld @ $4.43 = $68,457.
  • Net effect: 177,610 gross shares issued → 59,686 shares withheld → 117,924 shares added to holdings.
  • Footnotes: F1 confirms each restricted share unit equals one common share. F4–F6 detail original RSU grants and vesting schedules; F3 notes some shares are held indirectly in a family trust (reporting person disclaims beneficial ownership except for pecuniary interest).
  • Timeliness: The filing was submitted 2026-04-07. The 3/18 vesting appears to have been reported late (filed after the two-business-day window); the 4/03–4/04 items were reported by 4/07 and appear timely.

Context

  • These were RSU vesting/settlement events, not open-market purchases or discretionary sales. The withheld shares represent tax withholding (a common, routine practice) rather than a market-sale decision.
  • The derivative entries showing $0 value reflect conversion/settlement of RSUs (no cash exercise price). This is effectively a cashless settlement where some vested shares are retained to cover taxes.

Insider Transaction Report

Form 4
Period: 2026-03-18
McGraner Matt
See Remarks
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-03-18+73,125263,836.868 total
  • Tax Payment

    Common Stock

    2026-03-18$4.41/sh27,821$122,691236,015.868 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-03+59,360295,375.868 total
  • Tax Payment

    Common Stock

    2026-04-03$4.43/sh16,412$72,705278,963.868 total
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-04-04+45,125324,088.868 total
  • Tax Payment

    Common Stock

    2026-04-04$4.43/sh15,453$68,457308,635.868 total
  • Exercise/Conversion

    Restricted Share Units

    [F1][F4]
    2026-03-1873,125146,250 total
    Common Shares (73,125 underlying)
  • Exercise/Conversion

    Restricted Share Units

    [F1][F5]
    2026-04-0359,360178,086 total
    Common Shares (59,360 underlying)
  • Exercise/Conversion

    Restricted Share Units

    [F1][F6]
    2026-04-0445,12545,125 total
    Common Shares (45,125 underlying)
Holdings
  • Common Stock

    [F3]
    (indirect: See Footnote)
    2,127
  • Common Stock

    [F2]
    (indirect: By 401(k))
    965.918
Footnotes (6)
  • [F1]Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust.
  • [F2]Includes shares received pursuant to elective stock dividends paid on the Company's common shares.
  • [F3]The reporting person holds these shares indirectly through a trust for the benefit of certain of the reporting person's family members. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F4]On March 18, 2024, the reporting person was granted 292,500 restricted shares units. The restricted shares units vested one-fourth on March 18, 2025 and one-fourth on March 18, 2026, and will vest one-fourth on March 18, 2027 and one-fourth on March 18, 2028. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
  • [F5]On April 3, 2025, the reporting person was granted 237,446 restricted share units. The restricted share units vested one-fourth on April 3, 2026 and will vest one-fourth on February 15, 2027, one-fourth on February 15, 2028 and one-fourth on February 15, 2029. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
  • [F6]On April 4, 2023, the reporting person was granted 180,498 restricted share units. The restricted share units vested one-fourth on April 4, 2024, one-fourth on April 4, 2025 and one-fourth on April 4, 2026, and will vest one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Signature
/s/ Paul Richards, as attorney-in-fact for Matt McGraner|2026-04-07

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4