WYCOFF W KIRK 4
4 · USCB FINANCIAL HOLDINGS, INC. · Filed May 1, 2026
Research Summary
AI-generated summary of this filing
USCB 10% Owner W. Kirk Wycoff Sells Shares
What Happened W. Kirk Wycoff, reported as a 10% owner (linked to Patriot funds/management), sold a total of 50,000 shares of USCB Financial Holdings common stock in two transactions. On 2026-04-30 he sold 37,152 shares for a weighted average price of $18.24 (proceeds $677,652; trades ranged $18.20–$18.57). On 2026-05-01 he sold 12,848 shares for a weighted average price of $18.28 (proceeds $234,861; trades ranged $18.25–$18.50). Total reported proceeds ≈ $912,513. These were sales (S) — routine disposition rather than purchases.
Key Details
- Transaction dates: 2026-04-30 (37,152 shares @ $18.24 wtd avg; range $18.20–$18.57) and 2026-05-01 (12,848 shares @ $18.28 wtd avg; range $18.25–$18.50).
- Total shares sold: 50,000; total proceeds ≈ $912,513.
- Ownership after sale (per filing): Manager LP holds 7,500 shares; Patriot Fund II holds 1,617,670 shares; Patriot Parallel Fund II holds 188,616 shares (these reflect fund/manager holdings).
- Filing was made jointly by Patriot-related entities and individuals (Patriot GP, Patriot LLC, Manager LP/LLC and named persons); filing clarifies these funds/entities may be deemed beneficial owners.
- The filing includes disclaimers that the individual reporting persons (including Wycoff) disclaim beneficial ownership of fund-held securities except for any pecuniary interest.
- No indication in the form that this filing was late.
Context
- These were outright sales (S) reported by a reported 10% owner associated with private funds/manager entities — this is institutional/manager-related selling rather than a straightforward executive personal trade. Footnotes provide weighted average prices and trade price ranges; the filer offers to supply per-trade details on request. No option exercise or tax-withholding transaction was reported in these specific sales.
Insider Transaction Report
Form 4Exit
WYCOFF W KIRK
10% Owner
Transactions
- Sale
Class A Voting Common Stock
[F1][F3][F4][F5][F6][F7]2026-04-30$18.24/sh−37,152$677,652→ 1,826,634 total - Sale
Class A Voting Common Stock
[F2][F3][F4][F5][F6][F7]2026-05-01$18.28/sh−12,848$234,861→ 1,813,786 total
Holdings
- 4,000
Option to Purchase Class A Voting Common Stock
[F8]Exercise: $11.35From: 2019-09-23→ Class A Common Stock (4,000 underlying)
Footnotes (8)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.57, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.50, inclusive. The reporting persons undertake to provide to USCB, any security holder of USCB, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- [F3]This Form 4 is filed jointly by Patriot Financial Partners GP II, LLC ("Patriot LLC"), Patriot Financial Partners GP II, LP. ("Patriot GP"), Patriot Financial Partners II, LP. ("Patriot Fund II"), Patriot Financial Partners Parallel II, LP. ("Patriot Parallel Fund II," together with Patriot Fund II, the "Funds"), Patriot Financial Manager, LLC ("Manager LLC") and Patriot Financial Manager, L.P. ("Manager LP"), W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
- [F4]Patriot GP is a general partner of each of the Funds and Patriot LLC is a general partner of Patriot GP. In addition, each of W. Kirk Wycoff, Ira M. Lubert and James J. Lynch serve as general partners of the Funds and is a member of Patriot LLC. Manager LP, serves as investment manager to the Funds. Manager LLC serves as general partner of Manager LP and W. Kirk Wycoff, Ira M. Lubert and James J. Lynch are members of Manager LLC. James F. Deutsch is a member of the Patriot Funds Investment Committee.
- [F5]The securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC, Manager LLC, Manager LP, W. Kirk Wycoff, James J. Lynch, Ira M. Lubert and James F. Deutsch.
- [F6]After the sales, Manager LP holds 7,500 shares of common stock, Patriot Fund II holds 1,617,670 shares of common stock and Patriot Parallel Fund II holds 188,616 shares of common stock.
- [F7]This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or, for purposes of Section 16 of the Exchange Act or otherwise (other than to the extent a Reporting Person directly holds the securities reported herein), and Messrs. Wycoff, Lynch, Lubert and Deutsch each disclaim beneficial ownership of the securities owned by the Funds or Manager LP, except to the extent of their respective pecuniary interest therein.
- [F8]The option was previously granted to Mr. Wycoff as a director of the Company. The option to purchase Class A Voting Common Stock remains exercisable until three months after the date Mr. Wycoff ceased to serve as a non-employee of the Issuer.