BROADWIND, INC.·4

May 19, 5:50 PM ET

Blashford Eric B. 4

4 · BROADWIND, INC. · Filed May 19, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadwind (BWEN) CEO Eric Blashford Withholds 16,597 Shares for Taxes

What Happened
Eric B. Blashford, President and CEO of Broadwind, had a total of 16,597 shares withheld to satisfy tax withholding related to the vesting of previously granted restricted stock units (RSUs). The withholding occurred in two transactions: 8,941 shares on 2026-05-15 at $4.52/share ($40,413) and 7,656 shares on 2026-05-18 at $3.79/share ($29,016), for a combined value of approximately $69,429. These were dispositions reported under transaction code F (payment of tax liability), not open-market sales or purchases.

Key Details

  • Transaction dates and prices:
    • 2026-05-15: 8,941 shares withheld @ $4.52 = $40,413
    • 2026-05-18: 7,656 shares withheld @ $3.79 = $29,016
  • Total shares withheld: 16,597; total value: ≈ $69,429.
  • Shares/units referenced remaining (per filing footnote):
    • 11,808 RSUs vesting 5/25/2026
    • 18,199 RSUs vesting 5/16/2027
    • 41,250 RSUs (vesting 20,625 shares on 5/15/2027 and 20,625 on 5/15/2028)
  • Footnote: The reporting person elected to satisfy his withholding obligation by directing the company to withhold shares otherwise issuable from the previously reported RSU grant (cashless tax withholding).
  • Timeliness: Form 4 was filed 2026-05-19 and reports transactions on 5/15/26 and 5/18/26; the filing is within the required two-business-day window and is not marked late.

Context
These transactions are routine tax-withholding dispositions tied to RSU vesting (a cashless settlement method) rather than discretionary open-market sales. Such withholdings are common and do not necessarily indicate a change in the insider’s view of the company.

Insider Transaction Report

Form 4
Period: 2026-05-15
Blashford Eric B.
President and CEO
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-05-15$4.52/sh8,941$40,413583,833 total
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-05-18$3.79/sh7,656$29,016576,177 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    40,409
Footnotes (2)
  • [F1]The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
  • [F2]Includes (i) 11,808 restricted stock units that vest 11,808 shares on 5/25/26; (ii) 18,199 restricted stock units that vest 18,199 shares on 5/16/27; and (iii) 41,250 restricted stock units that vest 20,625 shares on each of 5/15/27 and 5/15/28.
Signature
/s/ Thomas A. Ciccone as Attorney-in-Fact for Eric B. Blashford pursuant to Power of Attorney previously filed|2026-05-19

Documents

1 file
  • 4
    rdgdoc.xmlPrimary

    FORM 4