Ciccone Thomas A 4

What Happened

• Thomas A. Ciccone, Vice President and Chief Financial Officer of Broadwind, had 1,282 shares withheld by the company to satisfy tax withholding related to previously granted restricted stock units. The withheld shares were valued at $3.96 each for a total of $5,077. This was a tax-withholding disposition, not an open-market sale.

Key Details

• Transaction date: 2026-05-26; Filing date: 2026-05-28.
• Price per share: $3.96; Shares withheld/disposed: 1,282; Total value: $5,077.
• Shares owned after transaction: not disclosed in the filing.
• Footnote F1: The reporting person elected to satisfy withholding by directing the company to withhold shares otherwise issuable from a prior RSU grant.
• Footnote F2: Remaining RSU schedule disclosed includes 6,564 RSUs vesting on 5/16/2027 and 14,878 RSUs that vest as 7,439 shares on 5/15/2027 and 5/15/2028.
• No indication in the filing that this was a late report.

Context

• This was a routine tax-withholding action tied to RSU vesting (a common administrative step) rather than an open-market sale or purchase. Such withholdings are not generally interpreted as a directional buy/sell signal about the insider's view of the company; they simply satisfy payroll/tax obligations related to equity compensation.