Ciccone Thomas A 4

What Happened
Thomas A. Ciccone, Vice President and Chief Financial Officer of Broadwind, was issued 15,157 restricted stock units (RSUs) on 2026-05-28 (transaction reported as an Award/Grant, code A). The grant is reported at $3.67 per share, for a notional value of approximately $55,702. This was an equity compensation award (not an open-market purchase or sale).

Key Details

• Transaction date: 2026-05-28; filing date (Form 4): 2026-06-01 (appears timely).
• Transaction type/code: Award/Grant (A). Price used: $3.67 per share. Total value ≈ $55,702.
• Vesting schedule (from filing footnote):
  • 6,564 RSUs vesting 6,564 shares on 5/16/2027;
  • 14,878 RSUs vesting 7,439 shares on 5/15/2027 and 7,439 shares on 5/15/2028;
  • 15,157 RSUs vesting in three installments: 5,052 shares on 5/28/2027, 5,052 on 5/28/2028 and 5,053 on 5/28/2029.
• Shares owned after the transaction: not specified in the provided filing excerpt.
• No indication of a 10b5-1 plan, cashless exercise, gift, or tax withholding in the excerpt.

Context
This was a standard equity compensation grant to an executive, not an open-market buy or sale. Grants reflect company compensation practices and vest over time; they do not directly signal immediate insider buying or selling in the market.