WILKIN NEIL D JR 4/A
4/A · OPTICAL CABLE CORP · Filed Jul 2, 2026
Research Summary
AI-generated summary of this filing
OPTICAL CABLE CORP (OCC) 10% Owner Neil D. Wilkin Jr Sells 25,000 Shares
What Happened
- Neil D. Wilkin Jr., reported as a 10% owner, sold a total of 25,000 shares of Optical Cable Corp (OCC) in multiple open-market transactions on June 29–30, 2026. The sales were executed in lots (examples: 2,793 @ $20.68; 4,986 @ $21.70; 3,915 @ $21.82, etc.) at prices ranging from $20.68 to $21.82, producing aggregate proceeds of $532,917.
- The shares are held by Wilkin Capital Fund I, LLC for Wilkin’s benefit (footnote F1). The filing was amended to correct the transaction code: the original Form 4 used code “D” but this amended Form 4 changes all transactions to code “S” (sales).
Key Details
- Transaction dates: June 29–30, 2026. Price range: $20.68–$21.82. Total shares sold: 25,000. Total proceeds: $532,917.
- Shares reported as held through Wilkin Capital Fund I, LLC for Neil D. Wilkin, Jr. (F1). Reporting person disclaims beneficial ownership of securities held by his children (F2).
- Filing: Amended Form 4 filed July 2, 2026 to correct transaction code from D to S. The amendment corrects reporting detail; it does not change the underlying trades.
- Post-transaction holdings: Not specified in the provided data.
Context
- These were open-market sales by a 10% owner (institutional-style holding via an LLC), not purchases or option exercises. Sales by large shareholders can be routine (liquidity, diversification, estate planning) and do not by themselves reveal motive.
- For retail investors, purchases by insiders often carry stronger buy-side signals; here the activity is exclusively sales and the filing corrects reporting details rather than indicating new economic activity.
Insider Transaction Report
Form 4/AAmended
WILKIN NEIL D JR
DirectorChairman, President and CEO10% Owner
Transactions
- Sale
Common Stock
2026-06-29$20.68/sh−2,793$57,759→ 1,032,362 total - Sale
Common Stock
2026-06-29$20.69/sh−130$2,690→ 1,032,232 total - Sale
Common Stock
2026-06-29$20.70/sh−100$2,070→ 1,032,132 total - Sale
Common Stock
2026-06-29$20.70/sh−1,058$21,906→ 1,031,074 total - Sale
Common Stock
2026-06-29$20.71/sh−830$17,189→ 1,030,244 total - Sale
Common Stock
2026-06-29$20.72/sh−100$2,072→ 1,030,144 total - Sale
Common Stock
2026-06-29$20.75/sh−900$18,675→ 1,029,244 total - Sale
Common Stock
2026-06-30$20.68/sh−2,679$55,402→ 1,026,565 total - Sale
Common Stock
2026-06-30$20.70/sh−258$5,339→ 1,026,307 total - Sale
Common Stock
2026-06-30$20.73/sh−1,010$20,942→ 1,025,297 total - Sale
Common Stock
2026-06-30$20.77/sh−42$873→ 1,025,255 total - Sale
Common Stock
2026-06-30$20.80/sh−100$2,081→ 1,025,155 total - Sale
Common Stock
2026-06-30$21.68/sh−3,188$69,116→ 1,021,967 total - Sale
Common Stock
2026-06-30$21.68/sh−400$8,674→ 1,021,567 total - Sale
Common Stock
2026-06-30$21.69/sh−658$14,272→ 1,020,909 total - Sale
Common Stock
2026-06-30$21.70/sh−4,986$108,196→ 1,015,923 total - Sale
Common Stock
2026-06-30$21.70/sh−62$1,346→ 1,015,861 total - Sale
Common Stock
2026-06-30$21.71/sh−485$10,529→ 1,015,376 total - Sale
Common Stock
2026-06-30$21.72/sh−400$8,688→ 1,014,976 total - Sale
Common Stock
2026-06-30$21.73/sh−100$2,173→ 1,014,876 total - Sale
Common Stock
2026-06-30$21.73/sh−6$130→ 1,014,870 total - Sale
Common Stock
2026-06-30$21.73/sh−600$13,041→ 1,014,270 total - Sale
Common Stock
2026-06-30$21.74/sh−200$4,348→ 1,014,070 total - Sale
Common Stock
2026-06-30$21.82/sh−3,915$85,406→ 1,010,155 total
Holdings
- 22,595(indirect: By LLC)
Common Stock
[F1] - 315(indirect: By Daughter #1)
Common Stock
[F2] - 315(indirect: By Daughter #2)
Common Stock
[F2] - 115(indirect: By Daughter #3)
Common Stock
[F2] - 315(indirect: By Son)
Common Stock
[F2]
Footnotes (2)
- [F1]The shares are held by Wilkin Capital Fund I, LLC for the benefit of Neil D. Wilkin, Jr.
- [F2]The reporting person disclaims beneficial ownership of all securities held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Signature
/s/ Neil D. Wilkin, Jr.|2026-07-02