Ciccone Thomas A 4

What Happened
Thomas A. Ciccone, Vice President and Chief Financial Officer of Broadwind, Inc. (BWEN), was granted 16,289 restricted stock units (RSUs) on 2026-07-01. The award is reported at $4.65 per share for a grant-date value of $75,744. This transaction is an award/grant (transaction code A) — a form of compensation — not an open-market purchase.

Key Details

• Transaction date: 2026-07-01. Filing date: 2026-07-06 (filed 5 calendar days / 3 business days after the grant; appears later than the standard 2-business-day Form 4 deadline).
• Grant price/value: $4.65 per share; total reported value $75,744.
• Shares owned after the transaction: not specified in the provided filing excerpt.
• Footnote F1 (vesting schedule and related RSU details):
  • (i) 6,564 RSUs that vest 6,564 shares on 5/16/27;
  • (ii) 14,878 RSUs that vest 7,439 shares on each of 5/15/27 and 5/15/28;
  • (iii) 15,157 RSUs that vest 5,052 shares on each of 5/28/27 and 5/28/28 and 5,053 shares on 5/28/29; and
  • (iv) 16,289 RSUs (this grant) that vest 3,257 shares on 7/1/27 and 3,258 shares on each of 7/1/28, 7/1/29, 7/1/30 and 7/1/31.
• Transaction type: Award/Grant (A). These RSUs vest over multiple future dates and are subject to forfeiture until vested.

Context
RSU grants are a common form of executive compensation and represent a future right to company shares if vesting conditions are met; they do not reflect an immediate cash market purchase or sale. Because the shares vest over several years, this award increases potential future ownership only if vesting conditions are satisfied. The delayed filing may be notable to investors tracking insider reporting timeliness.