Capstone (CAPS) Director Michael Toporek Receives Award

What Happened

• Michael Toporek, a director of Capstone Holding Corp. (NASDAQ: CAPS), was granted 1,094,647 shares of common stock as restricted stock awards on August 7, 2026. The shares were granted for no cash consideration (price N/A) and are unvested. This was an award/grant (transaction code A), not an open‑market purchase or sale.

Key Details

• Transaction date: 2026-08-07; Form 4 filed 2026-08-11 (timely filing).
• Grant size: 1,094,647 shares of common stock; grant price: N/A (no cash paid).
• Vesting/restrictions: Shares are unvested restricted stock that "may not be sold, transferred or pledged." Per the Master Restricted Stock Agreement, the awards will vest in full only upon the Reporting Person’s Separation Date.
• Shares owned after transaction: Not specified in the provided filing details.
• Footnote: Award granted under the Capstone Holding Corp. 2025 Stock Incentive Plan, as amended.
• No indication in the filing of tax withholding, immediate sale, or a 10b5-1 plan.

Context

• This is a compensation/awards transaction — common for executives and directors. Restricted awards like this are subject to vesting conditions and do not represent an immediate market purchase or sale. Such grants are factual disclosures of insider compensation and should not be interpreted alone as a buy/sell signal.