Capstone (CAPS) Kevin Allan Grotke Receives Restricted Stock Award

What Happened

• Kevin Allan Grotke, listed as President & CEO of TotalStone (reporting person for Capstone Holding Corp., ticker CAPS), was granted 515,495 shares of common stock as a restricted stock award on August 7, 2026. The award was issued for no consideration under the Capstone Holding Corp. 2025 Stock Incentive Plan. No per-share price or total dollar value was reported (price = N/A).
• These shares are unvested restricted stock and may not be sold, transferred, or pledged. The awards will vest in full on August 7, 2029, subject to Grotke’s continued service.

Key Details

• Transaction date: August 7, 2026 — Transaction type: Award/Grant (code A)
• Shares granted: 515,495 common shares — Price: N/A (granted for no consideration)
• Vesting: Full vest on August 7, 2029 (third anniversary), contingent on continued service
• Post-transaction holdings: Not specified in the filing
• Footnote: Shares are unvested and restricted; cannot be sold, transferred, or pledged
• Filing date: August 11, 2026 — appears to be later than the typical 2-business-day Form 4 deadline (the filing may be late)

Context

• Restricted stock grants are compensation/retention tools meant to align executives with long-term shareholder interests; they are not open-market purchases and do not reflect an immediate cash investment or sale.
• Because the shares are unvested and cannot be traded until vesting conditions are met, this award signals long-term incentive alignment rather than near-term trading sentiment.