Capstone (CAPS) Director Fredric J. Feldman Receives Stock Award

What Happened
Fredric J. Feldman, a director of Capstone Holding Corp. (NASDAQ: CAPS), was granted two restricted stock awards totaling 200,124 shares — 95,000 shares on March 30, 2026 and 105,124 shares on August 7, 2026. Both grants were made for no consideration under the Capstone Holding Corp. 2025 Stock Incentive Plan (transaction code A). The reported shares are unvested restricted stock and cannot be sold, transferred, or pledged; they will vest in full only upon the Reporting Person’s defined “Separation Date.” The Form 4 discloses the grants but does not list a per‑share price or aggregate dollar value (price = N/A).

Key Details

• Transaction dates: March 30, 2026 (95,000 shares) and August 7, 2026 (105,124 shares).
• Transaction type/code: A = Award/Grant; no cash paid (price N/A).
• Total shares granted on this filing: 200,124 restricted shares.
• Shares owned after the transaction: not specified in the filing.
• Footnote (F1): Grants are unvested restricted stock, not saleable/transferable/pledgeable, granted under the 2025 Stock Incentive Plan; vesting occurs in full only upon the Reporting Person’s Separation Date per his Master Restricted Stock Agreement.
• Filing: Form 4 filed August 11, 2026. The March 30 grant was included in this August filing and appears to have been reported late relative to typical Form 4 timing rules.

Context
Restricted stock awards to directors are generally compensation rather than open‑market purchases and do not necessarily signal the director buying or selling based on current company outlook. Because these shares are unvested and conditioned on a Separation Date, they are not immediately tradable and represent a future contingent payout under the director’s award agreement.