AvePoint (AVPT) CFO Caci James Sells Shares for Tax Withholding

What Happened

• Caci James, Chief Financial Officer of AvePoint (AVPT), had a total of 5,714 shares of common stock withheld on September 4, 2026 to satisfy tax withholding obligations related to RSU vesting. The withholding transactions were reported as disposals (tax withholding/net settlement) and not discretionary open-market sales.
• The shares withheld were: 388 shares @ $13.43 = $5,211; 1,369 shares @ $13.43 = $18,386; and 3,957 shares @ $13.43 = $53,143 — aggregate value $76,740.

Key Details

• Transaction date: September 4, 2026. Form 4 filed September 9, 2026 (five calendar days later).
• Price per share: $13.43 for each withheld lot.
• Total shares withheld/disposed: 5,714; total value: $76,740.
• Footnotes: F1 = these were RSUs (each RSU converts to one share on vesting). F2 = exempt withholding transaction (shares withheld by issuer to satisfy income tax obligations as part of net settlement; not a discretionary sale by the insider). F3 = reporting person also holds other non-RSU common stock and aggregate vested/unvested RSUs previously disclosed.
• Transaction type code: F (payment of exercise price or tax liability via withholding).

Context

• This was a routine tax-withholding/net-settlement on RSU vesting (a common administrative step). It typically does not indicate the insider’s view of the company’s prospects the way an open-market purchase or voluntary sale might.
• For clarity: although reported as a "disposition," these withheld shares were used only to cover taxes and were not sold by the CFO in the market.