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4Accepted Sep 17, 4:08 PM ET

Newmark (NMRK) Director Virginia S. Bauer Receives RSU Award

NMRKNEWMARK GROUP, INC.

Accepted (ET)

4:08 PM

Sep 17, 2026

Filed

Sep 17, 2026

Documents

1

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5.7 KB

Summary

Newmark (NMRK) Director Virginia S. Bauer Receives RSU Award

Updated

What Happened
Virginia S. Bauer, a member of Newmark Group, Inc.'s Board of Directors, was granted 3,524 restricted stock units (RSUs) on 2026-09-16. The award was recorded at $0.00 (no cash paid). Each RSU represents a contingent right to one share of Newmark Class A common stock and vests only if Bauer remains on the board on the vesting dates.

Key Details

  • Transaction date and price: 2026-09-16; Grant (A) of 3,524 RSUs at $0.00 per share.
  • Vesting for this grant (F1): 1,762 RSUs vest 9/16/2027 and 1,762 RSUs vest 9/16/2028, subject to continued board service.
  • Other outstanding RSUs (per filing, F2): 1,678 RSUs granted 10/17/2024 (vest 10/17/2026) and 2,856 RSUs granted 12/30/2025 (1,428 vest 12/30/2026; 1,428 vest 12/30/2027).
  • Directly held shares (per filing, F3): 56,104 shares of Class A common stock.
  • Combined current position: 56,104 shares directly held plus 8,058 outstanding RSUs (3,524 newly granted + 1,678 + 2,856) — a total of 64,162 shares if all RSUs convert to stock.
  • Filing timeliness: Reported 2026-09-17 for a 2026-09-16 transaction — appears timely (no late filing indicated).
  • Transaction code: A = Award/Grant. No 10b5-1 plan, tax withholding, or cashless-sale notes disclosed in this filing.

Context
RSUs are a form of equity compensation that convert to shares only after vesting; they are common for directors and do not involve an open-market purchase (so they are not the same bullish signal as an insider buying shares). This grant increases Bauer's potential future ownership but does not change her current liquid holdings until vesting and conversion occur.

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