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8-KAccepted Sep 29, 8:55 AM ET

Capstone Holding Corp. Announces Convertible Note Reduction, Shares Increased

CAPSCapstone Holding Corp.

Accepted (ET)

8:55 AM

Sep 29, 2026

Filed

Sep 29, 2026

Documents

13

Size

176.2 KB

Summary

Capstone Holding Corp. Announces Convertible Note Reduction, Shares Increased

Updated

What Happened

  • Capstone Holding Corp. filed a Form 8-K on September 29, 2026 (Regulation FD disclosure) to furnish a press release about a reduction in its convertible note principal. The press release is included as Exhibit 99.1 to the 8-K.
  • The company also reported an updated share count: as of September 28, 2026 it had 26,384,119 shares of common stock issued and outstanding, up from 20,578,551 shares reported on the cover of its Form 10‑Q dated August 10, 2026.

Key Details

  • Form 8‑K filed: September 29, 2026 (Items 7.01, 8.01, 9.01).
  • Shares outstanding as of Sept 28, 2026: 26,384,119.
  • Increase vs. Aug 10, 2026 10‑Q cover page: +5,805,568 shares.
    • 2,446,825 shares issued upon conversion of senior secured convertible notes.
    • 3,358,743 shares issued under an equity line of credit with Tumim Stone Capital, LLC.
  • Press release regarding note principal reduction furnished as Exhibit 99.1.

Why It Matters

  • The reduction in convertible note principal may lower Capstone’s outstanding debt obligations (as described in the press release), while the conversions and equity-line issuances have materially increased the share count.
  • A higher share count dilutes existing shareholders’ ownership and can affect per-share measures (e.g., EPS); investors should update per‑share metrics and ownership percentages accordingly.
  • Investors may want to read the Exhibit 99.1 press release and monitor subsequent filings for details on the terms and financial impact of the note reduction and any remaining convertibles or equity facilities.

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