BLICKENSTAFF KIM D 4

4 · TANDEM DIABETES CARE INC · Filed May 19, 2022

Form 4

Period: 2022-05-17

DirectorPRESIDENT AND CEO

Transactions

Exercise/Conversion
Common Stock
2022-05-17$9.00/sh+6,560$59,040→ 8,452 total
Exercise/Conversion
Common Stock
2022-05-18+2,205→ 10,657 total
Exercise/Conversion
Common Stock
2022-05-17$73.73/sh+13,562$999,872→ 215,952 total(indirect: See Footnote)
Exercise/Conversion
Stock Option
2022-05-17$9.00/sh+6,560$59,040→ 0 total
Exercise: $9.00→ Common Stock (6,560 underlying)
Exercise/Conversion
Warrant
2022-05-17$73.73/sh+13,562$999,872→ 0 total(indirect: See Footnote)
Exercise: $73.73From: 2022-05-17→ Common Stock (13,562 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-05-18+2,205→ 0 total
→ Common Stock (2,205 underlying)
Sale
Common Stock
2022-05-17$92.91/sh−10,762$999,897→ 205,190 total(indirect: See Footnote)

Footnotes (9)

[F1]Represents shares of common stock received upon exercise of a stock option award.
[F2]The transaction reflects the cashless exercise of warrants to purchase common stock, at an exercise price of $73.726. Pursuant to the terms of the warrant, the shares of common stock were sold at a price equal to the average of the closing prices of the shares over the 30-day period ending three days prior to the date on which the notice of exercise was received by the Issuer.
[F3]The securities are held by the Kim Blickenstaff Revocable Trust dated April 15, 2010.
[F4]The options vested as to twenty-five percent (25%) of the underlying shares on 5/17/2018, and the remaining shares vested in thirty-six (36) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan).
[F5]The expiration date for these options is 10 years from the date of grant.
[F6]The expiration dates for these warrants are May 25, 2022 (2,712 shares), and July 3, 2022 (10,850 shares).
[F7]Awarded on May 18, 2021 pursuant to the 2013 Plan, as amended, and the agreements related thereto.
[F8]Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company.
[F9]Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan.

Documents

2 files