4//SEC Filing
Allen Dick 4
Accession 0001438133-22-000089
CIK 0001438133other
Filed
May 18, 8:00 PM ET
Accepted
May 19, 7:25 PM ET
Size
15.3 KB
Accession
0001438133-22-000089
Insider Transaction Report
Form 4
Allen Dick
Director
Transactions
- Exercise/Conversion
Common Stock
2022-05-18+2,205→ 2,205 total - Exercise/Conversion
Restricted Stock Unit
2022-05-18+2,205→ 0 total→ Common Stock (2,205 underlying)
Holdings
- 1,000(indirect: See Footnotes)
Common Stock
- 1,000(indirect: See Footnote(s))
Common Stock
- 21,892(indirect: See Footnote)
Common Stock
- 5,000(indirect: See Footnotes))
Common Stock
Footnotes (7)
- [F1]The securities are held by the Allen Family Trust dated October 12, 1981.
- [F2]The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownershipof such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
- [F3]The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
- [F4]The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
- [F5]Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").
- [F6]Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company.
- [F7]Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan.
Issuer
TANDEM DIABETES CARE INC
CIK 0001438133
Entity typeother
Related Parties
1- filerCIK 0001582779
Filing Metadata
- Form type
- 4
- Filed
- May 18, 8:00 PM ET
- Accepted
- May 19, 7:25 PM ET
- Size
- 15.3 KB