ROEDER DOUGLAS A 4
4 · TANDEM DIABETES CARE INC · Filed May 19, 2022
Insider Transaction Report
Form 4
ROEDER DOUGLAS A
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2022-05-18+2,205→ 2,205 total - Exercise/Conversion
Restricted Stock Unit
2022-05-18+2,205→ 0 total→ Common Stock (2,205 underlying)
Holdings
- 1,892(indirect: See Footnote)
Common Stock
- 3,766(indirect: See Footnotes)
Common Stock
Footnotes (5)
- [F1]Shares are held directly by Delphi Management Partners VIII, L.L.C. ("DMP"). The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
- [F2]The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee.
- [F3]Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").
- [F4]Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company.
- [F5]Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan.