4//SEC Filing
BERGER DAVID B 4
Accession 0001438133-23-000227
CIK 0001438133other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:09 PM ET
Size
14.9 KB
Accession
0001438133-23-000227
Insider Transaction Report
Form 4
BERGER DAVID B
GENERAL COUNSEL
Transactions
- Exercise/Conversion
Common Stock
2023-11-15+474→ 6,237 total - Exercise/Conversion
Common Stock
2023-11-15+162→ 5,820 total - Tax Payment
Common Stock
2023-11-15$18.20/sh−57$1,037→ 5,763 total - Exercise/Conversion
Restricted Stock Unit
2023-11-15−162→ 975 total→ Common Stock (162 underlying) - Exercise/Conversion
Restricted Stock Unit
2023-11-15−474→ 2,846 total→ Common Stock (474 underlying) - Tax Payment
Common Stock
2023-11-15$18.20/sh−164$2,985→ 6,073 total
Holdings
- 242(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Shares withheld by Tandem Diabetes Care, Inc. (the Company) to satisfy tax withholding requirements on vesting of restricted stock units (RSU). No shares were sold.
- [F2]The securities are held by the Berger Family Trust dated April 16, 2008.
- [F3]Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the 2013 Plan).
- [F4]Each RSU represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan.
- [F5]RSU vest as to twenty-five percent (25%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in twelve (12) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
- [F6]Awarded on May 25, 2022 pursuant to the 2013 Plan.
- [F7]RSU vest as to thirty-three percent (33%) of the total number of shares subject to the RSU on the 15th day of the month that corresponds to the anniversary of the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter, subject to the terms of the 2013 Plan.
Documents
Issuer
TANDEM DIABETES CARE INC
CIK 0001438133
Entity typeother
Related Parties
1- filerCIK 0001422126
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:09 PM ET
- Size
- 14.9 KB