BOWES WILLIAM K JR 4
4 · XOMA Corp · Filed Nov 15, 2012
Insider Transaction Report
Form 4
XOMA CorpXOMA
BOWES WILLIAM K JR
Director
Transactions
- Exercise/Conversion
Common Shares
2012-11-13+4,499→ 5,570 total - Exercise/Conversion
Restricted Stock Units
2012-11-13−4,499→ 8,996 totalExercise: $0.00From: 2012-11-13→ Common Shares (4,499 underlying)
Holdings
- 1,000(indirect: By Spouse)
Common Shares
Footnotes (3)
- [F1]These restricted stock units were granted on October 27, 2011 and are scheduled to vest in substantially equal installments on each of November 13, 2012, November 13, 2013 and November 14, 2014.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
- [F3]These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr.