BOWES WILLIAM K JR 4
4 · XOMA Corp · Filed May 29, 2013
Insider Transaction Report
Form 4
XOMA CorpXOMA
BOWES WILLIAM K JR
Director
Transactions
- Exercise/Conversion
Common Shares
2013-05-28+2,800→ 8,370 total - Exercise/Conversion
Restricted Stock Units
2013-05-28−2,800→ 5,600 totalExercise: $0.00Exp: 2015-05-28→ Common Shares (2,800 underlying)
Holdings
- 1,000(indirect: By Spouse)
Common Shares
Footnotes (3)
- [F1]These restricted stock units are scheduled to vest in substantially equal installments annually over three years, with the first installment vesting on May 28, 2013.
- [F2]Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This nondiscretionary transaction represents the settlement of vested restricted stock units in shares of common stock.
- [F3]These shares were purchased and are held by Ute C. Bowes, the spouse of William K. Bowes, Jr.