Marshall Christopher P 4
4 · Alarm.com Holdings, Inc. · Filed Mar 18, 2020
Insider Transaction Report
Form 4
Marshall Christopher P
10% OwnerOther
Transactions
- Sale
Common Stock
2020-03-16$34.29/sh−25,000$857,250→ 35,223 total(indirect: By Trust)
Holdings
- 1,264(indirect: Marshall Partners)
Common Stock
- 1,907,898(indirect: TCV VII (A), L.P.)
Common Stock
- 34,737(indirect: TCV Member Fund, L.P.)
Common Stock
- 9,872(indirect: TCV VII Management, L.L.C.)
Common Stock
- 3,673,816(indirect: TCV VII, L.P.)
Common Stock
Footnotes (7)
- [F1]Shares contributed by the reporting person to an exchange fund in return for shares of the exchange fund pursuant to an irrevocable contribution letter accepted and acknowledged March 16, 2020. The exchange fund closes on May 21, 2020 and the common stock will be contributed upon closing. The price listed represents the market closing price on March 16, 2020; the actual closing price will be determined upon the closing of the exchange fund and may vary based on the relative value of the securities on such date.
- [F2]Christopher P. Marshall is a Trustee of the Marshall Carroll 2000 Trust. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Christopher P. Marshall is a General Partner of Marshall Partners. Mr. Marshall disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]These securities are directly held by TCV VII, L.P. ("TCV VII"). Christopher P. Marshall and seven other individuals (collectively, the "TCM VII Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and Limited Partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII, L.P. The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F5]These securities are directly held by TCV VII (A), L.P. ("TCV VII (A)"). The TCM VII Directors are Class A Directors of Management VII and Limited Partners of TCM VII. Management VII is the General Partner of TCM VII, which is the General Partner of TCV VII (A). The TCM VII Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), but each of the TCM VII Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F6]These securities are directly held by TCV Member Fund, L.P. ("TCV MF"). The TCM VII Directors are Class A Directors of Management VII, which is a General Partner of TCV MF, and Limited Partners of TCV MF. The TCM VII Directors and Management VII may be deemed to beneficially own the securities held by TCV MF, but the TCM VII Directors and Management VII each disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- [F7]Restricted stock units ("RSUs") held of record by Timothy P. McAdam for the benefit of TCV VII Management, L.L.C. ("TCV VII Management"). Christopher P. Marshall and five other individuals (the "TCM Members") are members of TCV VII Management. Mr. McAdam and the TCM Members each disclaims beneficial ownership of such RSUs and the underlying shares of the Issuer's common stock except to the extent of their pecuniary interest therein.