Cox James S 4

Accession 0001441361-26-000006

CIK 0001866368other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 9:50 AM ET

Size

26.6 KB

Accession

0001441361-26-000006

Form 4

Period: 2026-01-15

Chief Financial Officer

Transactions

Exercise/Conversion
Class A Common Stock
[F1]
2026-01-15$4.40/sh+3,499$15,396→ 404,196 total
Exercise/Conversion
Class A Common Stock
2026-01-15$4.40/sh+18,486$81,338→ 422,682 total
Exercise/Conversion
Class A Common Stock
2026-01-15$4.40/sh+12,125$53,350→ 434,807 total
Tax Payment
Class A Common Stock
[F2]
2026-01-15$24.14/sh−2,094$50,549→ 432,713 total
Tax Payment
Class A Common Stock
[F2]
2026-01-15$24.14/sh−7,255$175,144→ 425,458 total
Tax Payment
Class A Common Stock
[F2]
2026-01-15$24.14/sh−11,061$267,031→ 414,397 total
Sale
Class A Common Stock
[F3]
2026-01-15$24.14/sh−1,405$33,917→ 412,992 total
Sale
Class A Common Stock
[F3][F4]
2026-01-15$24.14/sh−4,870$117,567→ 408,122 total
Sale
Class A Common Stock
[F3][F4]
2026-01-15$24.14/sh−7,425$179,252→ 400,697 total
Sale
Class A Common Stock
[F3][F5]
2026-01-15$24.14/sh−5,000$120,704→ 395,697 total
Exercise/Conversion
Stock Option (Right to Buy)
[F6]
2026-01-15−3,499→ 141,399 total
Exercise: $4.40Exp: 2029-05-20→ Class A Common Stock (3,499 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
[F7]
2026-01-15−18,486→ 122,913 total
Exercise: $4.40Exp: 2029-05-20→ Class A Common Stock (18,486 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
[F7]
2026-01-15−12,125→ 110,788 total
Exercise: $4.40Exp: 2029-05-20→ Class A Common Stock (12,125 underlying)

Footnotes (7)

[F1]The amount in Column 5 of Table I has been adjusted by 6 units to reflect the correct number of shares beneficially owned by the reporting person.
[F2]The sale reported on this Form 4 includes shares withheld to cover tax withholding obligations in connection with the exercise and settlement of stock options. The sale is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.
[F3]The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
[F4]This transaction was executed in multiple trades at prices ranging from $24.11 USD to $24.18 USD; the price reported reflects the weighted average sale price.
[F5]This transaction was executed in multiple trades at prices ranging from $24.11 USD to $24.17 USD; the price reported reflects the weighted average sale price.
[F6]Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024
[F7]Vests 297,000 share(s) on 02-Nov-2020, 180,000 share(s) on 21-Jan-2020, 105,750 share(s) on 05-Mar-2021, 105,750 share(s) on 01-Jan-2022, 105,750 share(s) on 01-Jan-2023, 105,750 share(s) on 01-Jan-2024

Signature

/s/ Alphonse Valbrune, as Attorney-in-Fact, for Jim Cox|2026-01-19

Documents

1 file

Clearwater Analytics Holdings, Inc.

CIK 0001866368

Entity typeother