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4//SEC Filing

American Sands Energy Corp. 4

Accession 0001441557-12-000065

CIK 0001432001operating

Filed

Aug 1, 8:00 PM ET

Accepted

Aug 2, 12:20 PM ET

Size

8.5 KB

Accession

0001441557-12-000065

Insider Transaction Report

Form 4
Period: 2012-07-31
GIBBS WILLIAM C
DirectorPres.CEO, Treasurer & Chairman10% Owner
Transactions
  • Award

    Options

    2012-07-31$0.50/sh+2,098,699$1,049,3507,577,505 total
    Exercise: $0.50From: 2012-07-31Common Stock (2,098,699 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    10,300,000
  • Options

    Exercise: $1.15From: 2012-06-15Exp: 2017-06-15Common Stock (75,000 underlying)
    5,478,806
Footnotes (4)
  • [F1]Mr. Gibbs is the Managing member of Bleeding Rock, LLC, a Delaware limited liability company that beneficially owns 10,300,000 shares of common stock of the Issuer. William C. Gibbs disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  • [F2]1/3 of options exercisable immediately; 1/3 exercisable 06/15/2013; remaining 1/3 exercisable 06/15/2014.
  • [F3]Mr. Gibbs is the Managing member of Bleeding Rock, LLC, a Delaware limited liability company that beneficially owns 535,704 shares of common stock issuable upon conversion of a note of the Issuer. Mr. Gibbs is the Managing member of Hidden Peak Partners, LC, a Utah limited liability company that beneficially owns 2,893,102 shares of common stock issuable upon conversion of a note of the Issuer. William C. Gibbs disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
  • [F4]Pursuant to Mr. Gibb's employment agreement dated August 1, 2007, commencing July 31, 2012, Mr. Gibbs has the right to convert unpaid salary into equity of the Company at $0.50 per share. As of July 31, 2012, Mr. Gibbs' accrued unpaid salary was $1,049,349.54.

Issuer

American Sands Energy Corp.

CIK 0001432001

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001432001

Filing Metadata

Form type
4
Filed
Aug 1, 8:00 PM ET
Accepted
Aug 2, 12:20 PM ET
Size
8.5 KB