4//SEC Filing
PSM HOLDINGS INC 4
Accession 0001441557-16-000070
CIK 0001362180operating
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 7:03 PM ET
Size
8.5 KB
Accession
0001441557-16-000070
Insider Transaction Report
Form 4
PSM HOLDINGS INCPSMH
Miller Jim
Director
Transactions
- Other
Warrants
2016-04-06+50,000→ 50,000 totalExercise: $0.04From: 2014-02-13Exp: 2019-02-13→ Common Stock (50,000 underlying)
Holdings
- 1,000,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]On April 6, 2016, the Company issued 862.5 Series E Preferred Stock with a conversion price of $0.01 which triggered an adjustment in the conversion price of the warrants pursuant to the Certificate of Designation.
- [F2]Received warrants pursuant to the Bridge Loan Agreement dated 2/10/14
- [F3]For each $1.00 loaned to the Borrower, the Lender shall receive FOUR-TENTHS (0.4) of one warrant to purchase shares of common stock. An aggregate of $125,000 was paid by Mr. Miller.
Documents
Issuer
PSM HOLDINGS INC
CIK 0001362180
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001362180
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 7:03 PM ET
- Size
- 8.5 KB