|4Apr 8, 7:03 PM ET

PSM HOLDINGS INC 4

4 · PSM HOLDINGS INC · Filed Apr 8, 2016

Insider Transaction Report

Form 4
Period: 2016-04-06
Miller Jim
Director
Transactions
  • Other

    Warrants

    2016-04-06+50,00050,000 total
    Exercise: $0.04From: 2014-02-13Exp: 2019-02-13Common Stock (50,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    1,000,000
Footnotes (3)
  • [F1]On April 6, 2016, the Company issued 862.5 Series E Preferred Stock with a conversion price of $0.01 which triggered an adjustment in the conversion price of the warrants pursuant to the Certificate of Designation.
  • [F2]Received warrants pursuant to the Bridge Loan Agreement dated 2/10/14
  • [F3]For each $1.00 loaned to the Borrower, the Lender shall receive FOUR-TENTHS (0.4) of one warrant to purchase shares of common stock. An aggregate of $125,000 was paid by Mr. Miller.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT