4//SEC Filing
Hughes Edward L 4
Accession 0001441683-18-000145
CIK 0001441683other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 5:12 PM ET
Size
17.3 KB
Accession
0001441683-18-000145
Insider Transaction Report
Form 4
APPIAN CORPAPPN
Hughes Edward L
Senior VP, Worldwide Sales
Transactions
- Exercise/Conversion
Class B Common Stock
2018-12-03$0.89/sh+20,000$17,800→ 20,000 total→ Class A Common Stock (20,000 underlying) - Conversion
Class B Common Stock
2018-12-03−20,000→ 0 total→ Class A Common Stock (20,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-12-03−20,000→ 41,707 totalExercise: $0.89Exp: 2019-09-08→ Class B Common Stock (20,000 underlying) - Sale
Class A Common Stock
2018-12-03$30.71/sh−100$3,071→ 114,364 total - Sale
Class A Common Stock
2018-12-03$29.97/sh−19,800$593,406→ 114,564 total - Conversion
Class A Common Stock
2018-12-03+20,000→ 134,364 total - Sale
Class A Common Stock
2018-12-03$30.70/sh−100$3,070→ 114,464 total
Footnotes (6)
- [F1]Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
- [F3](continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
- [F4]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2018.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.68 to $30.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5).
- [F6]Fully vested.
Documents
Issuer
APPIAN CORP
CIK 0001441683
Entity typeother
Related Parties
1- filerCIK 0001354675
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 5:12 PM ET
- Size
- 17.3 KB