4//SEC Filing
Calkins Matthew W 4
Accession 0001441683-20-000138
CIK 0001441683other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 4:02 PM ET
Size
57.5 KB
Accession
0001441683-20-000138
Insider Transaction Report
Form 4
APPIAN CORPAPPN
Calkins Matthew W
DirectorCEO and President10% Owner
Transactions
- Sale
Class A Common Stock
2020-12-08$153.89/sh−24,892$3,830,630→ 142,938 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$158.64/sh−25,542$4,051,983→ 17,593 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$161.09/sh−1,578$254,200→ 8,663 total(indirect: See Footnote) - Conversion
Class A Common Stock
2020-12-09+75,000→ 75,000 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$149.42/sh−11,006$1,644,517→ 11,123 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$155.57/sh−4,919$765,249→ 111,840 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$162.07/sh−4,946$801,598→ 3,717 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$146.34/sh−11,433$1,673,105→ 42,349 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$147.49/sh−3,495$515,478→ 38,854 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$155.64/sh−122$18,988→ 0 total(indirect: See Footnote) - Conversion
Class A Common Stock
2020-12-08+175,000→ 175,000 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$163.12/sh−3,117$508,445→ 600 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$148.44/sh−16,725$2,482,659→ 22,129 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$153.96/sh−1,721$264,965→ 1,622 total(indirect: See Footnote) - Conversion
Class B Common Stock
2020-12-08−175,000→ 20,349,710 total(indirect: See Footnote)→ Class A Common Stock (175,000 underlying) - Sale
Class A Common Stock
2020-12-08$157.82/sh−54,723$8,636,384→ 43,135 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$163.80/sh−600$98,280→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$145.46/sh−21,218$3,086,370→ 53,782 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$150.51/sh−3,040$457,550→ 8,083 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$151.19/sh−2,533$382,964→ 5,550 total(indirect: See Footnote) - Conversion
Class B Common Stock
2020-12-09−75,000→ 20,274,710 total(indirect: See Footnote)→ Class A Common Stock (75,000 underlying) - Sale
Class A Common Stock
2020-12-08$152.73/sh−7,170$1,095,074→ 167,830 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$154.55/sh−26,179$4,045,964→ 116,759 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$156.84/sh−13,982$2,192,937→ 97,858 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-08$159.52/sh−7,352$1,172,791→ 10,241 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$152.62/sh−2,207$336,832→ 3,343 total(indirect: See Footnote) - Sale
Class A Common Stock
2020-12-09$154.81/sh−1,500$232,215→ 122 total(indirect: See Footnote)
Holdings
- 6,941,070(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (6,941,070 underlying) - 33,832(indirect: See Footnote)
Class B Common Stock
→ Class A Common Stock (33,832 underlying)
Footnotes (29)
- [F1]Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.23 to $158.22, inclusive.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.23 to $159.21, inclusive.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.23 to $160.11, inclusive.
- [F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.63 to $161.62, inclusive.
- [F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.63 to $162.60, inclusive.
- [F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.66 to $163.59, inclusive.
- [F16]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $163.76 to $163.82, inclusive.
- [F17]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.00 to $145.99, inclusive.
- [F18]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.00 to $146.99, inclusive.
- [F19]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $147.00 to $147.97, inclusive.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
- [F20]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.00 to $148.95, inclusive.
- [F21]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.00 to $149.90, inclusive.
- [F22]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.92, inclusive.
- [F23]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.00 to $151.51, inclusive.
- [F24]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.26 to $153.19, inclusive.
- [F25]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.46 to $154.28, inclusive.
- [F26]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.57 to $155.24, inclusive.
- [F27]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.62 to $155.71, inclusive.
- [F28]The reportable securities are owned directly by Wallingford LLC ("Wallingford"). The Reporting Person serves as the managing member of Wallingford.
- [F29]The reportable securities are owned directly by Matthew Calkins Family Trust I LLC ("Family Trust"). The Reporting Person's family member is the trustee of Family Trust. The Reporting Person disclaims beneficial ownership of the securities held by Family Trust and this report shall not be deemed an admission of beneficial ownership of such securities for the purposes of Section 16 or for any other purpose, except to the extent of any pecuniary interest therein.
- [F3](continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
- [F4]The reportable securities are owned directly by Calkins Family LLC ("Family"). The Reporting Person serves as the managing member of Family.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.15 to $153.13, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) - (27).
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.16 to $154.15, inclusive.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.16 to $155.14, inclusive.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.16 to $156.07, inclusive.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.23 to $157.22, inclusive.
Documents
Issuer
APPIAN CORP
CIK 0001441683
Entity typeother
Related Parties
1- filerCIK 0001309192
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 4:02 PM ET
- Size
- 57.5 KB