4//SEC Filing
Kramer Robert Charles 4
Accession 0001441683-23-000101
CIK 0001441683other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 4:05 PM ET
Size
9.3 KB
Accession
0001441683-23-000101
Insider Transaction Report
Form 4
APPIAN CORPAPPN
Kramer Robert Charles
DirectorGeneral Manager
Transactions
- Conversion
Class B Common Stock
2023-12-06−300,000→ 1,913,478 total(indirect: See Footnote)→ Class A Common Stock (300,000 underlying) - Conversion
Class A Common Stock
2023-12-06+300,000→ 309,120 total(indirect: See Footnote)
Holdings
- 161,382
Class A Common Stock
Footnotes (4)
- [F1]Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
- [F2]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
- [F3](continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
- [F4]The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust.
Documents
Issuer
APPIAN CORP
CIK 0001441683
Entity typeother
Related Parties
1- filerCIK 0001707249
Filing Metadata
- Form type
- 4
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 4:05 PM ET
- Size
- 9.3 KB