4//SEC Filing
Horowitz Eliot 4
Accession 0001441816-20-000120
CIK 0001441816other
Filed
Jun 16, 8:00 PM ET
Accepted
Jun 17, 7:04 PM ET
Size
45.7 KB
Accession
0001441816-20-000120
Insider Transaction Report
Form 4
Horowitz Eliot
DirectorChief Technology Officer
Transactions
- Sale
Class A Common Stock
2020-06-15$189.29/sh−3,122$590,963→ 299,378 total(indirect: By Trust) - Sale
Class A Common Stock
2020-06-15$192.21/sh−300$57,663→ 295,000 total(indirect: By Trust) - Other
Employee Stock Option (Right to Buy)
2020-06-11+225,000→ 225,000 totalExercise: $5.72Exp: 2023-03-07→ Class A Common Stock (225,000 underlying) - Other
Employee Stock Option (Right to Buy)
2020-06-11+100,000→ 100,000 totalExercise: $6.50Exp: 2025-04-22→ Class A Common Stock (100,000 underlying) - Sale
Class A Common Stock
2020-06-15$190.18/sh−1,147$218,136→ 1,328,538 total - Sale
Class A Common Stock
2020-06-15$191.31/sh−2,153$411,890→ 1,326,385 total - Sale
Class A Common Stock
2020-06-15$189.38/sh−5,600$1,060,528→ 1,329,685 total - Sale
Class A Common Stock
2020-06-15$190.67/sh−718$136,901→ 298,660 total(indirect: By Trust) - Other
Class B Common Stock
2020-06-11−302,500→ 0 total(indirect: By Trust)→ Class A Common Stock (302,500 underlying) - Other
Employee Stock Option (Right to Buy)
2020-06-11−100,000→ 0 totalExercise: $6.50Exp: 2025-04-22→ Class B Common Stock (100,000 underlying) - Other
Employee Stock Option (Right to Buy)
2020-06-11−200,000→ 0 totalExercise: $6.50Exp: 2026-04-13→ Class B Common Stock (200,000 underlying) - Other
Employee Stock Option (Right to Buy)
2020-06-11+200,000→ 200,000 totalExercise: $6.50Exp: 2026-04-13→ Class A Common Stock (200,000 underlying) - Other
Class A Common Stock
2020-06-11+1,229,663→ 1,335,285 total - Sale
Class A Common Stock
2020-06-15$193.28/sh−7,600$1,468,928→ 1,316,885 total - Other
Class A Common Stock
2020-06-11+302,500→ 302,500 total(indirect: By Trust) - Other
Class B Common Stock
2020-06-11−1,229,663→ 0 total→ Class A Common Stock (1,229,663 underlying) - Sale
Class A Common Stock
2020-06-15$192.30/sh−1,900$365,370→ 1,324,485 total - Sale
Class A Common Stock
2020-06-15$194.03/sh−600$116,418→ 1,316,285 total - Sale
Class A Common Stock
2020-06-15$191.40/sh−3,360$643,104→ 295,300 total(indirect: By Trust) - Other
Employee Stock Option (Right to Buy)
2020-06-11−225,000→ 0 totalExercise: $5.72Exp: 2023-03-07→ Class B Common Stock (225,000 underlying)
Footnotes (16)
- [F1]This does not represent an acquisition or disposition. It represents the automatic conversion on June 11, 2020 of each share of the Issuer's Class B Common Stock into one share the Issuer's Class A Common Stock, which occurred when the outstanding Class B Common Stock represented less than 10% of the aggregate number of shares of the Issuer's then outstanding Class A Common Stock and Class B Common Stock, as set forth in the Issuer's amended and restated certificate of incorporation.
- [F10]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F11]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.97 to $190.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F12]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.01 to $191.86, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F13]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.19 to $192.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F14]In connection with the automatic conversion described in footnote (1), outstanding options exercisable for Class B Common Stock that were issued under the Issuer's equity incentive plans remain unchanged, except that the underlying shares are now Class A Common Stock.
- [F15]Immediately exercisable and fully vested.
- [F16]All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. 158,320 shares are vested. The remaining 41,680 shares shall vest in 10 equal monthly installments beginning on July 13, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.
- [F2]The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F3]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $188.70 to $189.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $189.71 to $190.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $190.77 to $191.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F6]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $191.80 to $192.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $192.95 to $193.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F8]The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $193.98 to $194.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F9]These shares are held by The ERH Family 2012 Trust for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
MongoDB, Inc.
CIK 0001441816
Entity typeother
Related Parties
1- filerCIK 0001719479
Filing Metadata
- Form type
- 4
- Filed
- Jun 16, 8:00 PM ET
- Accepted
- Jun 17, 7:04 PM ET
- Size
- 45.7 KB