4//SEC Filing
Heron Lake BioEnergy, LLC 4
Accession 0001442460-14-000006
CIK 0001286964operating
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 5:30 PM ET
Size
19.4 KB
Accession
0001442460-14-000006
Insider Transaction Report
Form 4
Woestehoff David J
Director
Transactions
- Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying) - Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (1,670,000 underlying) - Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 2,990,625 total - Conversion
Class A Units
2014-07-01$0.30/sh+1,670,000$501,000→ 2,990,625 total - Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying) - Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 2,990,625 total
Footnotes (4)
- [F1]Represents Class A Units acquired by the Reporting Person upon conversion of the 7.25% Subordinated Secured Notes Due 2018: 2,670,000 Class A Units owned jointly by Reporting Person and his spouse.
- [F2]Jointly owned by Reporting Person and his spouse.
- [F3]Following 5/23/14 notice from the issuer of its intent to exercise its right under the indenture to redeem the 7.25% Subordinated Secured Notes on 7/1/14, the holder of the Notes could elect to convert the notes into Class A units of the Issuer. The conversion right expired 6/20/14 and the effective date of conversion for holders electing conversion was 7/1/2014.
- [F4]The principal amount of the 7.25% Subordinated Secured Notes converted into Class A Units of Heron Lake BioEnergy, LLC at a conversion rate of $.30 per unit.
Issuer
Heron Lake BioEnergy, LLC
CIK 0001286964
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0001286964
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 5:30 PM ET
- Size
- 19.4 KB