4/A//SEC Filing
Heron Lake BioEnergy, LLC 4/A
Accession 0001442460-15-000001
CIK 0001286964operating
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 3:34 PM ET
Size
16.2 KB
Accession
0001442460-15-000001
Insider Transaction Report
Form 4/AAmended
Woestehoff David J
Director
Transactions
- Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 3,239,846 total - Conversion
Class A Units
2014-07-01$0.30/sh+500,000$150,000→ 3,239,846 total - Conversion
Class A Units
2014-07-01$0.30/sh+1,670,000$501,000→ 3,239,846 total - Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying) - Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (500,000 underlying) - Conversion
7.25% Subordinated Secured Notes Due 2018
2014-07-01→ 0 totalExercise: $0.30From: 2014-05-23Exp: 2014-06-20→ Class A Units (1,670,000 underlying)
Footnotes (5)
- [F1]Represents Class A Units acquired by the Reporting Person upon conversion of the 7.25% Subordinated Secured Notes Due 2018: 2,670,000 Class A Units owned jointly by Reporting Person and his spouse.
- [F2]Jointly owned by Reporting Person and his spouse.
- [F3]Following 5/23/14 notice from the issuer of its intent to exercise its right under the indenture to redeem the 7.25% Subordinated Secured Notes on 7/1/14, the holder of the Notes could elect to convert the notes into Class A units of the Issuer. The conversion right expired 6/20/14 and the effective date of conversion for holders electing conversion was 7/1/2014.
- [F4]The principal amount of the 7.25% Subordinated Secured Notes converted into Class A Units of Heron Lake Bioenergy, LLC at a conversion rate of $.30 per unit.
- [F5]A Form 4 for this transaction was filed on July 3, 2014. In the original Form 4 the Amount of Securities Beneficially Owned Following Reported Transaction was erroneously reported as 2,990,625. The correct Amount of Securities Beneficially Owned Following Reported Transaction is 3,239,846.
Documents
Issuer
Heron Lake BioEnergy, LLC
CIK 0001286964
Entity typeoperating
IncorporatedMN
Related Parties
1- filerCIK 0001286964
Filing Metadata
- Form type
- 4/A
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 3:34 PM ET
- Size
- 16.2 KB