Booz Allen Hamilton Holding Corp 4
4 · Booz Allen Hamilton Holding Corp · Filed Nov 4, 2016
Insider Transaction Report
Form 4
MAHAFFEE JOSEPH W
Executive Vice PresidentOther
Transactions
- Exercise/Conversion
Class A Common Stock
2016-11-02$4.28/sh+40,653$173,995→ 187,163 total - Sale
Class A Common Stock
2016-11-02$32.04/sh−40,653$1,302,697→ 146,510 total - Exercise/Conversion
Class A Common Stock
2016-11-03$4.28/sh+19,347$82,805→ 165,857 total - Sale
Class A Common Stock
2016-11-03$32.01/sh−19,347$619,330→ 146,510 total - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-02−40,653→ 189,347 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (40,653 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2016-11-03−19,347→ 170,000 totalExercise: $4.28Exp: 2018-11-19→ Class A Common Stock (19,347 underlying)
Holdings
- 91,795(indirect: By Trust)
Class A Common Stock
Footnotes (7)
- [F1]The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016.
- [F2]Includes shares of Class A restricted common stock and restricted stock units.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.08, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Shares held by the Joseph W. Mahaffee Revocable Trust.
- [F7]All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals.